SB
Stephanie M. Bruneau
AMERITAS ADVISORY SERVICES
Weston, MA 02493
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CRD#: 7273716
SB
Professional summary
Stephanie Michelle Bruneau, who also goes by Stephanie Michelle Mitcham, is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Weston, Massachusetts and AMERITAS INVESTMENT COMPANY, LLC located in Weston, Massachusetts.
Stephanie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Stephanie has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stephanie Michelle Mitcham
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Boston 128 Insurancy Agency Inc./Boston 128 Companies Inc.; same as branch; inv rel; fixed insurance products; Sr. Account Executive; start date=02/2020; hrs/mo=60; trading hrs/mo=50; sales/service for fixed annuities and insurance products-specifically term and whole life * Generations Wealth Management; same as residence; inv rel; opened an LLC solely so I could retain the name-I have no intention to do business in the near-mid term future, but eventually would like to run my earnings through this separate entity; Owner; start date=08/2024; hrs/mo=0; trading hrs/mo=0; no duties
CRS (Client Relationship Summary) - RIA
Click below to view Stephanie Michelle Bruneau's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2021 - Present
AMERITAS ADVISORY SERVICES, LLC
Office #1: 42 Fairview Rd, Weston, MA 02493RIA
CRD#: 317245
Weston, MA
Current
August 17, 2020 - Present
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
WESTON, MA
Past
November 17, 2020 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
Holly Springs, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/18/2020)
RR
California(8/18/2020)
RR
Colorado(8/18/2020)
RR
Connecticut(8/18/2020)
RR
Florida(9/1/2022)
RR
Georgia(10/12/2021)
RR
Idaho(8/27/2021)
RR
Maine(8/28/2025)
RR
Maryland(7/6/2022)
RR
Massachusetts(8/18/2020)
IAR
Massachusetts(11/1/2021)
RR
Michigan(7/6/2022)
RR
New Hampshire(9/1/2022)
RR
New Jersey(5/28/2024)
RR
New York(8/18/2020)
RR
North Carolina(8/18/2020)
IAR
North Carolina(11/1/2021)
RR
South Carolina(8/18/2020)
RR
Texas(8/18/2020)
RR
Vermont(7/6/2022)
RR
Virginia(4/24/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/30/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 8/17/2020
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5900 O Street, Lincoln, NE 68510
Mailing Address
Phone number
(800) 335-9858
Established
Firm type
Fiscal year end
# of Employees
560
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
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Company Information
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245Weston, MA 02493TRUST BUT VERIFY
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