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Chaza A. Makki

EFCG TRANSACTION SERVICES LLC
DENVER, CO
Some features on this profile are disabled
CRD#: 7273379
CM

Professional summary

Chaza Abbas Makki, who also goes by Chaza A Makki, is a registered financial professional currently at EFCG TRANSACTION SERVICES LLC located in Denver, Colorado.

Chaza is registered as a RR (Registered Representative) and started their career in finance in 2020. Chaza has worked at 4 firms and has passed the Series 63, Series 86, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Chaza A Makki

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Chaza Abbas Makki's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 31, 2025 - Present

EFCG TRANSACTION SERVICES LLC

BD
CRD#: 333770
DENVER, CO
Past

May 11, 2023 - April 23, 2024

PIPER SANDLER & CO.

BD
CRD#: 665
NEW YORK, NY
Past

June 28, 2021 - December 12, 2022

LEERINK PARTNERS LLC

BD
CRD#: 39011
NEW YORK, NY
Past

August 17, 2020 - June 28, 2021

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(7/31/2025)
RR
New York
(7/31/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 8/24/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 86
Date: 1/20/2024
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 79TO
Date: 8/15/2020
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/5/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

ET
EFCG TRANSACTION SERVICES LLC
EFCG TRANSACTION SERVICES LLC

CRD#: 333770 / SEC#: , 8-71307

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
4915 W 31st Ave, Denver, CO 80212
Mailing Address
4915 W 31st Ave, Denver, CO 80212
Phone number
(212) 752-2203
Established
Delaware since 08/07/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
THE ENVIRONMENTAL FINANCIAL CONSULTING GROUP, LLCOWNER OF EFCG TRANSACTION SERVICES LLC
BARCLAY, JESSICA RENEE ZOFNASSCEO & AMLCO5372543
SHAW, EMILY GERBERCCO & PRINCIPAL6365820
THORNTON, STEVEN LEEPFO & FINOP4496384

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EFCG TRANSACTION SERVICES LLC

CRD#: 333770Denver, CO

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