Emily Gerber Shaw
Professional Summary
Emily Gerber Shaw, who also goes by Emily Gerber, Emily Gerber Shaw, is a registered financial advisor currently at EFCG TRANSACTION SERVICES LLC located in Denver, Colorado. Emily is registered as a RR (Registered Representative) and started their career in finance in 2015. Emily has worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 79 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Emily Gerber, Emily Gerber Shaw
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
11 years in the financial services industry
Current & Past Employments
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Current Firm
EFCG TRANSACTION SERVICES LLC
Contact Information
Main Address
4915 W 31st Ave, Denver, CO 80212Mailing Address
4915 W 31st Ave, Denver, CO 80212Phone Number
(212) 752-2203Established
Delaware since 08/07/2024Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (15 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/25/2025)
(7/18/2025)
(9/16/2025)
(9/25/2025)
(10/2/2025)
(9/25/2025)
(9/25/2025)
(9/25/2025)
(10/7/2025)
(9/25/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jun 2024About the Series 79TO examSeries 79 — Investment Banking Registered Representative Examination
Passed Aug 2015About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Emily Gerber Shaw's CRS (Customer Relationship Summary).
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