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Oliver Lawrence Michaud

OPTIVER EXECUTION SERVICES
New York, NY
·CRD# 7271071·4 years registered

Professional Summary

Oliver Lawrence Michaud, who also goes by Oliver Michaud, is a registered financial advisor currently at OPTIVER EXECUTION SERVICES LLC located in New York, New York. Oliver is registered as a RR (Registered Representative) and started their career in finance in 2022. Oliver has worked at 2 firms and has passed the Series 63, Series 57TO, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Oliver Michaud

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

4 years registered in the securities industry

Current & Past Employments

Current

OPTIVER EXECUTION SERVICES LLCCurrent·CRD# 316308
BD
360 Park Avenue South Suite 1200, New York, NY 10010
January 11, 2024 - Present

Past

CREDIT SUISSE SECURITIES (USA) LLCPast·CRD# 816
BD
New York, NY
August 9, 2022 - January 29, 2024

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Current Firm

OE
OPTIVER EXECUTION SERVICES LLC

OPTIVER EXECUTION SERVICES LLC

CRD#: 316308 / SEC#: 8-70932
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

130 E Randolph Street Suite 800, Chicago, IL 60601

Mailing Address

130 E Randolph Street Suite 800, Chicago, IL 60601

Phone Number

(312) 821-9500

Established

Illinois since 07/29/2021

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (15 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
OPTIVER VENTURES PARTNERSHIP US LPPARENT COMPANY—
DEATON, MICHAEL WILLIAMCHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER / FINOP / MANAGER2964800
LEES, JUSTIN TERENCEHEAD OF SALES TRADING6077317

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(1/11/2024)
RR
California
(1/11/2024)
RR
Connecticut
(1/11/2024)
RR
Florida
(1/11/2024)
RR
Illinois
(1/11/2024)
RR
Massachusetts
(7/28/2025)
RR
Montana
(1/11/2024)
RR
New Jersey
(1/11/2024)
RR
New York
(1/11/2024)
RR
Pennsylvania
(1/11/2024)
RR
Puerto Rico
(1/11/2024)
RR
Rhode Island
(1/11/2024)
RR
Texas
(1/11/2024)
RR
Virginia
(1/11/2024)
RR
Washington
(1/11/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2022About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Aug 2022About the Series 57TO exam

Series 7TO — General Securities Representative Examination

Passed Aug 2022About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed May 2022About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Oliver Lawrence Michaud's CRS (Customer Relationship Summary).

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