LT
Louis D. Tavares
CETERA INVESTMENT ADVISERS LLC
NEW BEDFORD, MA 02745
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CRD#: 7270798
LT
Professional summary
Louis Daniel Tavares, who also goes by Louis Tavares, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in New Bedford, Massachusetts and CETERA WEALTH SERVICES, LLC located in New Bedford, Massachusetts.
Louis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Louis has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Louis Tavares
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BUSINESS SERVICE COMPANY NON-INVESTMENT RELATED; TAX, BOOKKEEPING, PAYROLL, AND OTHER CLIENT SERVICES 2796 ACUSHNET AVENUE, NEW BEDFORD, MA 02745 CERTIFIED PUBLIC ACCOUNTANT, TAX PREPARER (START DATE 1/20/2020) 40 HRS PER WEEK 2) TAVARES & ASSOCIATES, LLC POSITION: Member NATURE: Tax Preparation, Accounting Consulting, and compliance related to state and federal taxes. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2022 ADDRESS: 12 Highview Avenue, Warren RI 02885, United States DESCRIPTION: Prepare tax return Ensure tax compliance federal level Ensure tax compliancestate level level advise on tax changes and laws
CRS (Client Relationship Summary) - RIA
Click below to view Louis Daniel Tavares's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2796 Acushnet Avenue, New Bedford, MA 02745RIA
CRD#: 105644
NEW BEDFORD, MA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2796 Acushnet Avenue, New Bedford, MA 02745BD
CRD#: 13572
NEW BEDFORD, MA
Past
November 17, 2020 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
NEW BEDFORD, MA
Past
September 19, 2020 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
NEW BEDFORD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Massachusetts(9/5/2025)
IAR
Massachusetts(9/5/2025)
RR
Rhode Island(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/19/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644New Bedford, MA 02745TRUST BUT VERIFY
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