Gerard Hug
Professional summary
Gerard Hug, who also goes by Gerard Michael Hug Jr, is a registered financial professional currently at INVESTEC SECURITIES (US) LLC located in New York, New York.
Gerard is registered as a RR (Registered Representative) and started their career in finance in 2021. Gerard has worked at 4 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gerard Hug's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 4, 2025 - Present
INVESTEC SECURITIES (US) LLC
Office #1: 10 East 53rd Street 22nd Floor, New York, NY 10022October 3, 2023 - October 13, 2025
ROTHSCHILD & CO REDBURN
November 30, 2022 - September 5, 2023
JOSEPH GUNNAR & CO. LLC
March 26, 2021 - November 18, 2022
THINKEQUITY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/4/2025)
(11/4/2025)
(11/4/2025)
(11/4/2025)
Exams
Series 7TO
Date: 3/26/2021
General Securities Representative ExaminationFINRA
Current Firm
INVESTEC SECURITIES (US) LLC
CRD#: 138421 / SEC#: , 8-67162
Contact information
FINRA licenses (4 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INVESTEC USA HOLDINGS CORP. | SOLE MEMBER | |
| GREEN, JONATHAN EVAN | GENERAL COUNSEL, MANAGER AND DIRECTOR | 7964267 |
| HADZIC, EMINA | CHIEF COMPLIANCE OFFICER (08/2025), CORPORATE SECRETARY (05/2022) | 6316232 |
| NAROV, STEVE | CHIEF FINANCIAL OFFICER, FINOP, PFO, POO, BRANCH OFFICE MANAGER AND GENERAL SECURITIES PRINCIPAL | 3060331 |
| ROSENBLUM, SCOTT S. | NON-EMPLOYEE DIRECTOR | 4251370 |
| SUMNER, NOEL JUSTIN | NON-EMPLOYEE DIRECTOR | 7448843 |
| VAN DER WALT, MARLE | NON-EMPLOYEE DIRECTOR | 7694588 |
Red Flags
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