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TF

Tracy Ford

NORMANDY INVESTMENT ADVISORS
Leawood, KS 66209
Some features on this profile are disabled
CRD#: 7267517
TF

Professional summary

Tracy Ford, who also goes by Tracy Horton, is a registered financial advisor currently at NORMANDY INVESTMENT ADVISORS located in Leawood, Kansas.

Tracy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Tracy has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Tracy Horton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Fixed insurance sales; as of 10/2018; 20% of time spent during business hours; Conducted at office location; Investment related. Owner, VIP Organizing & Consulting dba Elite Supplemental Benefits; Located in Raymore, MO; as of 08/09/2016; 0% of time spent during business hours; Not Conducted at office location; Not Investment related. Administrative Support, The Waymire Group; educational publishers, Located at 321 Century Plaza Dr #100, Houston, TX 77073, as of 01/2009; 0% of time spent during business hours; Not Conducted at office location; Not Investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tracy Ford's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 23, 2024 - Present

NORMANDY INVESTMENT ADVISORS

Office #1: 12728 State Line Rd., Leawood, KS 66209
RIA
CRD#: 316321
Leawood, KS
Past

February 8, 2022 - April 22, 2024

COMMONWEALTH FINANCIAL NETWORK

RIA
CRD#: 8032
OVERLAND PARK, KS
Past

August 10, 2021 - April 22, 2024

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NI
NORMANDY INVESTMENT ADVISORS
NORMANDY INVESTMENT ADVISORS | SUMMIT INVESTMENT ADVISORS INC

CRD#: 316321 / SEC#: 801-122314

RIA
Registered Investment Advisory firm - (9/15/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Kansas
(4/23/2024)
IAR
Missouri
(4/23/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/18/2022
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/10/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/17/2020
Securities Industry Essentials Examination

Current Firm

NI
NORMANDY INVESTMENT ADVISORS
NORMANDY INVESTMENT ADVISORS | SUMMIT INVESTMENT ADVISORS INC

CRD#: 316321 / SEC#: 801-122314

RIA
Registered Investment Advisory firm - (9/15/2021 Approved)
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Contact information

Main Address
12728 State Line Rd., Leawood, KS 66209
Mailing Address
Phone number
(913) 914-1944
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A MARCH 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts249
AUM (Assets Under Management)$ 142,027,838

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NORMANDY INVESTMENT ADVISORS

CRD#: 316321Leawood, KS 66209

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