MK
Michael D. Klassen
VIGILANT DISTRIBUTORS
Chadds Ford, PA 19317
Some features on this profile are disabled
CRD#: 7266501
MK
Professional summary
Michael David Klassen is a registered financial professional currently at VIGILANT DISTRIBUTORS, LLC located in Chadds Ford, Pennsylvania.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2020. Michael has worked at 2 firms and has passed the Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Michael David Klassen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 14, 2021 - Present
VIGILANT DISTRIBUTORS, LLC
Office #1: Gateway Corporate Center, Suite 216 223 Wilmington West Chester Pike, Chadds Ford, PA 19317BD
CRD#: 285573
Chadds Ford, PA
Past
September 21, 2020 - December 31, 2020
QUASAR DISTRIBUTORS, LLC
BD
CRD#: 103848
PORTLAND, ME
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/14/2021)
RR
Alaska(1/14/2021)
RR
Arizona(1/14/2021)
RR
Arkansas(1/14/2021)
RR
California(1/14/2021)
RR
Colorado(1/14/2021)
RR
Connecticut(1/14/2021)
RR
Delaware(1/14/2021)
RR
District of Columbia(1/14/2021)
RR
Florida(1/14/2021)
RR
Georgia(1/14/2021)
RR
Hawaii(1/14/2021)
RR
Idaho(1/14/2021)
RR
Illinois(1/14/2021)
RR
Indiana(1/14/2021)
RR
Iowa(1/14/2021)
RR
Kansas(1/14/2021)
RR
Kentucky(1/14/2021)
RR
Louisiana(1/14/2021)
RR
Maine(1/14/2021)
RR
Maryland(1/14/2021)
RR
Massachusetts(1/14/2021)
RR
Michigan(1/14/2021)
RR
Minnesota(1/14/2021)
RR
Mississippi(1/14/2021)
RR
Missouri(1/14/2021)
RR
Montana(1/14/2021)
RR
Nebraska(1/14/2021)
RR
Nevada(1/14/2021)
RR
New Hampshire(1/14/2021)
RR
New Jersey(1/14/2021)
RR
New Mexico(1/14/2021)
RR
New York(1/14/2021)
RR
North Carolina(1/14/2021)
RR
North Dakota(1/14/2021)
RR
Ohio(1/14/2021)
RR
Oklahoma(1/14/2021)
RR
Oregon(1/14/2021)
RR
Pennsylvania(1/14/2021)
RR
Puerto Rico(1/14/2021)
RR
Rhode Island(1/14/2021)
RR
South Carolina(1/14/2021)
RR
South Dakota(1/14/2021)
RR
Tennessee(1/14/2021)
RR
Texas(1/14/2021)
RR
Utah(1/14/2021)
RR
Vermont(1/14/2021)
RR
Virgin Islands(1/14/2021)
RR
Virginia(1/14/2021)
RR
Washington(1/14/2021)
RR
West Virginia(1/14/2021)
RR
Wisconsin(1/14/2021)
RR
Wyoming(1/14/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 9/21/2020
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VD
VIGILANT DISTRIBUTORS, LLC
HERALD INVESTMENT MARKETING, LLC | VIGILANT DISTRIBUTORS, LLC
CRD#: 285573 / SEC#: , 8-69854
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Gateway Corporate Center, Suite 216 223 Wilmington West Chester Pike, Chadds Ford, PA 19317
Mailing Address
Gateway Corporate Center, Suite 216 223 Wilmington West Chester Pike, Chadds Ford, PA 19317
Phone number
(610) 558-1750
Established
Pennsylvania since 06/13/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
