Patrick J. Graham
Professional summary
Patrick John Graham, who also goes by Pat Graham, is a registered financial professional currently at HOLLISTER ASSOCIATES, LLC located in Wayne, Pennsylvania.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 2020. Patrick has worked at 1 firm and has passed the Series 63, Series 79TO, Series 82TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick John Graham's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 14, 2020 - Present
HOLLISTER ASSOCIATES, LLC
Office #1: 100 E. Lancaster Avenue, Suite 301, Wayne, PA 19087State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2025)
(1/2/2025)
(9/14/2020)
(9/14/2020)
(11/7/2023)
(10/23/2022)
(1/2/2025)
Exams
Series 79TO
Date: 10/16/2020
Investment Banking Registered Representative ExaminationSeries 82TO
Date: 9/14/2020
Limited Representative-Private Securities OfferingsFINRA
Current Firm
HOLLISTER ASSOCIATES, LLC
CRD#: 173366 / SEC#: , 8-69538
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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