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Caleb Jonathan Young

CHIMERA SECURITIES
NEW YORK, NY
·CRD# 7260317·6 years experience

Professional Summary

Caleb Jonathan Young, who also goes by Caleb Young, is a registered financial advisor currently at CHIMERA SECURITIES, LLC located in New York, New York. Caleb is registered as a RR (Registered Representative) and started their career in finance in 2020. Caleb has worked at 1 firm and has passed the Series 57TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Caleb Young

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

6 years in the financial services industry

Current & Past Employments

CHIMERA SECURITIES, LLC·CRD# 147566
BD
27 Union Square West 4th Floor, New York, NY 10003
July 10, 2020 - Present

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Current Firm

CS
CHIMERA SECURITIES, LLC

CHIMERA SECURITIES, LLC

CRD#: 147566 / SEC#: 8-67915
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

27 Union Square West 4th Floor, New York, NY 10003

Mailing Address

27 Union Square West 4th Floor, New York, NY 10003

Phone Number

(646) 597-6100

Established

Delaware since 05/30/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

Documents

Direct owners and executive officers

NamePositionCRD#
CHIMCAP HOLDINGS LLCMEMBER—
GERSTENBLATT, JARED SCOTTMANAGING PARTNER3080361
GRIMALDI, CHRISTOPHER JAYSONCCO / MANAGING PARTNER2676681
PETERS, ROBERT WILLIAMFINOP1704577

Disclosures

Regulatory Event

7

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 57TO — Securities Trader Exam

Passed Jul 2020About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed May 2020About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Caleb Jonathan Young's CRS (Customer Relationship Summary).

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