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Dina Whyte

FLI INVESTORS
JERICHO, NY
·CRD# 7260207·6 years experience

Professional Summary

Dina Whyte is a registered financial advisor currently at FLI INVESTORS, LLC located in Jericho, New York. Dina is registered as a RR (Registered Representative) and started their career in finance in 2020. Dina has worked at 2 firms and has passed the Series 63, Series 6TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

6 years in the financial services industry

Current & Past Employments

FLI INVESTORS, LLC·CRD# 17128
BD
1 Jericho Plaza - Suite 201, Jericho, NY 11753-1673
October 6, 2023 - Present
NYLIFE SECURITIES LLC·CRD# 5167
BD
Lake Success, NY
September 11, 2020 - September 26, 2023

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Current Firm

FI
FLI INVESTORS, LLC

FIRST LONG ISLAND CAPITAL MARKETS, INC. | FLI MANAGEMENT CORP (RELYING ADVISOR) | FLI INVESTORS, LLC (RELYING ADVISOR) | FLI INVESTORS, LLC | FLI FUNDS MANAGEMENT CO., LP (RELYING ADVISOR) | FLI FUNDS MANAGEMENT CO. VI, LP (RELYING ADVISOR) | FLI FUNDS MANAGEMENT CO. V, LP (RELYING ADVISOR) | FLI FUNDS MANAGEMENT CO. III, LP (RELYING ADVISOR) | FLI FUNDS MANAGEMENT CO. II, LP (RELYING ADVISOR) | FIRST LONG ISLAND INVESTORS, LLC | FIRST LONG ISLAND INVESTORS, INC.

CRD#: 17128 / SEC#: 8-39904
BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)

Contact Information

Main Address

1 Jericho Plaza - Suite 201, Jericho, NY 11753-1673

Mailing Address

1 Jericho Plaza - Suite 201, Jericho, NY 11753-1673

Phone Number

(516) 935-1200

Established

Delaware since 07/21/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
ROSENTHAL, ROBERT DANIELMEMBER CLASS A - MANAGER, CHAIRMAN & CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER1439033
KUDU INVESTMENT US LLCMEMBER CLASS I—
PALLESCHI, RALPH FRANCISMEMBER CLASS A - PRESIDENT AND CHIEF OPERATING OFFICER1439102

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(10/6/2023)
RR
New York
(10/6/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2020About the Series 63 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 2020About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Aug 2020About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Dina Whyte's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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