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RR

Robert Daniel Rosenthal

FIRST LONG ISLAND INVESTORS

JERICHO, NY

·CRD# 1439033·40 years experience

Professional Summary

Robert Daniel Rosenthal is a registered financial advisor currently at FIRST LONG ISLAND INVESTORS, LLC located in Jericho, New York and FLI INVESTORS, LLC located in Jericho, New York. Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Robert has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

Email

xxxxx@xxxx.xxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

FIRST LONG ISLAND INVESTORS, LLC·CRD# 167212

RIA

One Jericho Plaza Suite 201, Jericho, NY 11753-1673

August 31, 2021 - Present

FLI INVESTORS, LLC·CRD# 17128

BD

1. 1 Jericho Plaza - Suite 201, Jericho, NY 11753-16732. 1 Jericho Plaza - Suite 201, Jericho, NY 11753-1673

December 18, 1986 - Present

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Current Firm

FL

FIRST LONG ISLAND INVESTORS, LLC

FIRST LONG ISLAND INVESTORS, LLC | FLI MANAGEMENT CORPORATION (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO., LP (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO. VII, LP (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO. VI, LP (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO. V, LP (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO. IV, LP (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO. III, LP (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO. II, LP (RELYING ADVISER)

CRD#: 167212 / SEC#: 801-21607

RIA

Registered Investment Advisory firm - SEC (7/13/1984 Approved)

Contact Information

Main Address

One Jericho Plaza Suite 201, Jericho, NY 11753-1673

Phone Number

(516) 935-1200

# of Employees

24

SEC notice filing (7 States and Territories)

Registered to provide investment advisory services in 7 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIRST LONG ISLAND INVESTORS, LLC - 2026 BROCHURE (3/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

940

AUM (Assets Under Management)

$1,861,290,657

Accountant Surprise Examination Report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/28/2026	Cover Page	Report
10/25/2024	Cover Page	Report
10/27/2023	Cover Page	Report

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

APPLICANT IS CHAIRMAN, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER OF FIRST LONG ISLAND INVESTORS, LLC ("FLI") AN SEC-REGISTERED INVESTMENT ADVISER WHICH HAS A PRINCIPAL OFFICE AT THE SAME ADDRESS AS REGISTRANT. APPLICANT HAS BEEN EMPLOYED FULL TIME AT FLI SINCE OCTOBER 1983. APPLICANT HAS BEEN A LEAD DIRECTOR OF GLOBAL INDUSTRIAL COMPANY f/k/a SYSTEMAX, A DIRECT MARKETER, SINCE JULY 1995, 3 HOURS/MO, DURING SECURITIES TRADING HOURS. APPLICANT IS THE TRUSTEE OR CO-TRUSTEE OF TRUSTS FOR THE BENEFIT OF CERTAIN FAMILY OFFICE CLIENTS. HIS RELATIONSHIP WITH THESE FAMILIES BEGAN BEFORE THE INCEPTION OF FLI IN 1983. APPLICANT DEVOTES 10 HOURS/MO, 5 DURING SECURITIES TRADING HOURS. APPLICANT IS ALSO THE TRUSTEE OF CERTAIN TRUSTS FOR HIS OWN FAMILY MEMBERS. APPLICANT DEVOTES 2 HOURS/MO, NONE DURING SECURITIES TRADING HOURS.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FL

FIRST LONG ISLAND INVESTORS, LLC

FIRST LONG ISLAND INVESTORS, LLC | FLI MANAGEMENT CORPORATION (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO., LP (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO. VII, LP (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO. VI, LP (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO. V, LP (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO. IV, LP (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO. III, LP (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO. II, LP (RELYING ADVISER)

CRD#: 167212 / SEC#: 801-21607

RIA

Registered Investment Advisory firm - SEC (7/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Florida
(5/21/1991)

RR

New York
(10/29/1986)

IAR

New York
(8/31/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1986About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1986About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Feb 1991About the Series 24 exam

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Robert Daniel Rosenthal's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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RR

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