ZR
Zachary S. Ruttenberg
EAGLE STRATEGIES LLC
NEWBURGH, NY 12550-5949
Some features on this profile are disabled
CRD#: 7259371
ZR
Professional summary
Zachary Scott Ruttenberg is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Newburgh, New York and NYLIFE SECURITIES LLC located in Newburgh, New York.
Zachary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Zachary has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Ruttenberg and Harrison, Inc.; primarily serves as the entity holding a real estate investment property; receive Airbnb rental income. I also receive income, although limited, into this entity by way of selling finished jewelry and the sale of loose diamonds; director, owner and founder; start 06 2018; 5 hours per month, 0 during securities trading hours; taking a phone call for an emergency; The building address is 178 Renwick St., Newburgh, NY. ] [129 Montgomery Street, LLC; owning an investment property in Newburgh, NY; 21 HENRY AVE, NUMBER 3, NEWBURGH, NY 12550; rental income; start 02/2019; 10 hours per month, 0 hours during securities trading hours; real estate related; 50% owner] [Ruttenberg Capital Group, LLC; The purpose of this entity is to be an administrative expense center and lessee of detached office, pay future W2 payroll, handle administrative expenses, etc. This entity will not be a DBA which is public facing.; 129 Montgomery Street, Newburgh, NY 12550; Start Date 12/2023; Role/Title: Owner; Investment Related; 0 hours per month; 0 hours per month during securities trading hours] ] [Newburgh Jewish Community Center Inc; The Newburgh JCC is a social meeting place committed to partnerships, philanthropic endeavors and community-building.; 290 North Street, Newburgh, NY 12550; Start Date 02/2024; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours] [APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 109 S. William Street, Suite 1U, Newburgh, NY 12550; Start Date 05/2024; Role/Title: Owner; Investment Related; 10 hours per month; 10 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF RUTTENBERG CAPITAL GROUP, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (OWNER); (NEWBURGH, NY); START DATE: 12/2024][MARLBORO BAYSIDE IG, LLC; THIS IS A 104 UNIT RESIDENTIAL PROJECT; 11 Garden Street, Suite 101, Poughkeepsie, NY 12601; Start Date 01/2024; Role/Title: passive Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Zachary Scott Ruttenberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 25, 2023 - Present
EAGLE STRATEGIES LLC
Office #1: 11 Spring Street Studio 1a, Newburgh, NY 12550-5949RIA
CRD#: 110826
NEWBURGH, NY
Current
April 8, 2021 - Present
NYLIFE SECURITIES LLC
Office #1: 11 Spring Street Studio 1a, Newburgh, NY 12550-5949BD
CRD#: 5167
NEWBURGH, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/26/2024)
RR
California(7/27/2021)
RR
Colorado(7/14/2021)
RR
District of Columbia(12/11/2023)
RR
Florida(2/1/2022)
RR
Georgia(2/22/2024)
RR
Illinois(11/17/2021)
RR
Indiana(7/15/2024)
RR
Kentucky(1/30/2025)
RR
Michigan(9/29/2023)
RR
Minnesota(8/19/2025)
RR
Montana(4/26/2023)
RR
New Jersey(3/24/2023)
RR
New York(7/13/2021)
IAR
New York(1/25/2023)
RR
North Carolina(10/2/2023)
RR
Ohio(1/6/2025)
RR
Oregon(1/11/2022)
RR
Pennsylvania(4/27/2023)
RR
South Carolina(7/30/2024)
RR
Texas(6/2/2025)
RR
Vermont(5/6/2024)
RR
Virginia(1/22/2025)
RR
Washington(8/20/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/8/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
