KR
Kevin R. Rogg
BANKERS LIFE ADVISORY SERVICES
Wichita, KS 67226
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CRD#: 7253144
KR
Professional summary
Kevin Ray Rogg is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Wichita, Kansas and BANKERS LIFE SECURITIES, INC. located in Wichita, Kansas.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Kevin has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BANKERS LIFE & CASUALTY POSITION: Unit Field Trainer NATURE: Work with clients on their Medicare Supplements or Advantage Plans, Long Term Care insurance, Life Insurance and Retirement income protection.? INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 01/10/2019 ADDRESS: 3020 N Cypress Suite #170, Wichita KS 67226, United States DESCRIPTION: Recruit and train insurance agents. I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC. "Hutchinson YMCA POSITION: Swim Official/Coach ADDRESS: 716 E 13th Ave Hutchinson, Kansas 675001 DESCRIPTION: Officiate swim meets and coach team on specific technique. Potential for travel costs to be covered and free YMCA membership." DILLON CREDIT UNIOON POSITION: Board of Directors NATURE: The Dillon Credit Union is a member owned and run by the Board of Directors. It provides products and services to meet financial needs; checking/savings accounts/ car loans, home mortgages, ect.. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/21/2024 ADDRESS: 2704 North Lorraine, Hutchinson KS 67502, United States DESCRIPTION: If elected I would be a member of the Board of Directors and would meet once per month for around 2 hours from 7/9am. Annual planning session in the fall that is about 3 hours long.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Ray Rogg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 14, 2021 - Present
BANKERS LIFE ADVISORY SERVICES, INC.
Office #1: 3020 N Cypress St Ste 170, Wichita, KS 67226RIA
CRD#: 281285
Wichita, KS
Current
July 2, 2020 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 3020 N Cypress St Ste 170, Wichita, KS 67226BD
CRD#: 173962
Wichita, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Kansas(7/24/2020)
IAR
Kansas(12/14/2021)
RR
Missouri(3/12/2024)
RR
Oklahoma(2/9/2022)
RR
Wyoming(5/1/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/6/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 7/2/2020
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 E. Wacker Drive 5th Fl, Chicago, IL 60601
Mailing Address
Phone number
(844) 553-9083
Established
Firm type
Fiscal year end
# of Employees
384
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
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Company Information
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285Wichita, KS 67226TRUST BUT VERIFY
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