SM
Seth T. Mayberry
MSH CAPITAL ADVISORS LLC
SAN ANGELO, TX 76903
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CRD#: 7248960
SM
Professional summary
Seth Taylor Mayberry is a registered financial advisor currently at MSH CAPITAL ADVISORS LLC located in San Angelo, Texas and M. S. HOWELLS & CO. located in San Angelo, Texas.
Seth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Seth has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. MSH Capital Advisors DBA Thieman Investments, Investment related: Yes, 23350 N. Pima Rd Scottsdale AZ 85255; Nature: Investment Advisor Representative, Position/Title: Financial Advisor, Start date: 4.10.23, 80 hrs per month, 80hrs during trading hours, Description: Fee-based financial advisory 2.JUNE 2022; LEADERSHIP SAN ANGELO ALUMNI ASSOCIATION; NON-INVESTMENT RELATED; BOARD MEMBER; ATTEND MONTHLY MEETINGS, PARTICIPATE IN COMMITTEESPERTAINING TO ORGANIZATION; DEVOTE 1 HR/MONTH DURING NON-MARKET HOURS. 3.JULY 2022; CONCHO VALLEY WORKFORCE DEVELOPMENT BOARD, SAN ANGELO, TX; NONINVESTMENT RELATED; BOARD MEMBER; DEVOTE 1/2 HR/MONTH DURING NON MARKET HOURS 4. AUG 2022; MEALS FOR THE ELDERLY BOARD, SAN ANGELO, TX; NON-INVESTMENT RELATED; SERVE ON THE OVERSIGHT BOARD FOR THE ORGANIZATION; BOARD MEMBER; DEVOTE .5 HRS/MONTH DURING MARKET HOURS. 5. March 2023; United Way of Concho Valley; 955 Turner St, San Angelo, TX 76903; non-investment related; Board Member; Program oversite; Board Member; 1 hr per month, 0 during securities trading hours 6. Scouting America- Texas Southwest Council; Investment-related- No; San Angelo, TX; Nature- Board Member at the Council Level for Scouting America; Position/Title- Executive Board member- VP of Programming; Start date- 5.13.25; Approximately 2 hours per month, 0 during trading hours; Description- Run committee for Scouting events
CRS (Client Relationship Summary) - RIA
Click below to view Seth Taylor Mayberry's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 11, 2023 - Present
MSH CAPITAL ADVISORS LLC
Office #1: 502 S Koenigheim St, San Angelo, TX 76903RIA
CRD#: 157835
SAN ANGELO, TX
Current
May 16, 2022 - Present
M. S. HOWELLS & CO.
Office #1: 502 S Koenigheim St Suite 1b, San Angelo, TX 76903BD
CRD#: 104100
San Angelo, TX
Past
September 1, 2020 - April 11, 2023
THIEMAN INVESTMENT & RETIREMENT SERVICES, LLC
RIA
CRD#: 291460
SAN ANGELO, TX
Past
August 21, 2020 - June 8, 2022
MOMENTUM INDEPENDENT NETWORK INC.
RIA
CRD#: 17587
SAN ANGELO, TX
Past
July 10, 2020 - June 8, 2022
MOMENTUM INDEPENDENT NETWORK INC.
BD
CRD#: 17587
SAN ANGELO, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MSH CAPITAL ADVISORS LLC
147TH GROUP | TROOP CAPITAL MANAGEMENT | THIEMAN INVESTMENTS | SUMMIT WEALTH ADVISORS | SILVERLEAF WEALTH ADVISORY | MSH CAPITAL ADVISORS LLC | FOUR PEAKS PLANNING AND INVESTMENTS LLC | CANDOR WEALTH ADVISORS LLC | BUCHANAN CAPITAL, INC. | BOWHAY INVESTMENTS LLC
CRD#: 157835 / SEC#: 801-108933
RIA
Registered Investment Advisory firm - (1/13/2017 Approved)Arizona
Registered Investment Advisory firm - (2/27/2018 Terminated)California
Registered Investment Advisory firm - (3/29/2018 Terminated)Maryland
Registered Investment Advisory firm - (1/12/2017 Terminated)New York
Registered Investment Advisory firm - (2/27/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/16/2022)
RR
Alaska(8/31/2022)
RR
California(5/16/2022)
RR
Colorado(5/16/2022)
RR
Delaware(5/16/2022)
RR
Florida(5/16/2022)
RR
Iowa(5/16/2022)
RR
Nebraska(7/11/2022)
RR
New Hampshire(7/19/2022)
RR
New Mexico(5/16/2022)
RR
North Carolina(5/16/2022)
RR
Ohio(5/16/2022)
RR
Oklahoma(8/23/2022)
RR
Texas(5/16/2022)
IAR
Texas(4/11/2023)
RR
Washington(5/16/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/10/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MC
MSH CAPITAL ADVISORS LLC
147TH GROUP | TROOP CAPITAL MANAGEMENT | THIEMAN INVESTMENTS | SUMMIT WEALTH ADVISORS | SILVERLEAF WEALTH ADVISORY | MSH CAPITAL ADVISORS LLC | FOUR PEAKS PLANNING AND INVESTMENTS LLC | CANDOR WEALTH ADVISORS LLC | BUCHANAN CAPITAL, INC. | BOWHAY INVESTMENTS LLC
CRD#: 157835 / SEC#: 801-108933
RIA
Registered Investment Advisory firm - (1/13/2017 Approved)Arizona
Registered Investment Advisory firm - (2/27/2018 Terminated)California
Registered Investment Advisory firm - (3/29/2018 Terminated)Maryland
Registered Investment Advisory firm - (1/12/2017 Terminated)New York
Registered Investment Advisory firm - (2/27/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
23350 N Pima Road, Scottsdale, AZ 85255-7153
Mailing Address
Phone number
(480) 563-2021
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,077 |
| AUM (Assets Under Management) | $ 1,094,329,678 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MSH CAPITAL ADVISORS LLC
CRD#: 157835San Angelo, TX 76903TRUST BUT VERIFY
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