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FIRM PROFILE
Overview
M. S. HOWELLS & CO. is located at 23350 N. Pima Rd., Scottsdale, AZ 85255 and was first established at Denver, Delaware in 04/11/2000. After operating for 26 years, M. S. HOWELLS & CO. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of M. S. HOWELLS & CO.’s clients are individuals and 0% of their clients are high net worth individuals. M. S. HOWELLS & CO. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at M. S. HOWELLS & CO. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access M. S. HOWELLS & CO.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at M. S. HOWELLS & CO.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for M. S. HOWELLS & CO. Comes From
Understanding the Statistics for M. S. HOWELLS & CO. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
23350 N. Pima Rd., Scottsdale, AZ 85255
23350 N. Pima Rd., Scottsdale, AZ 85255
Small
(480) 563-2000
Delaware since 04/11/2000
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| MARK HOWELLS TRUST, DATED 6/25/1997, MARK HOWELLS TRUSTEE | OWNER | ||
| SANTAMARIA, KATRINA PATRICIA | CHIEF EXECUTIVE OFFICER | 3248779 | |
| CRITES, MARCY ANN | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP) | 6346298 | |
| HOWELLS, MARK STEPHEN | EXECUTIVE CHAIRMAN/DIRECTOR | 726921 | |
| HOWELLS, MARK STEPHEN | TRUSTEE FOR MARK HOWELLS TRUST DATED 6/25/1997 | 726921 | |
| JORDAN, CHRISTOPHER SHANE | CHIEF COMPLIANCE OFFICER | 2843281 | |
| KREIZENBECK, TARA LYNN | CHIEF OPERATING OFFICER | 7141895 |
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Advisor's working at M. S. HOWELLS & CO.
Karl William Schwinck
Paul Jason Caruso
Karen Wozniak Mcdade
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