Kevin Patrick Harris
Professional Summary
Kevin Patrick Harris is a registered financial advisor currently at CRAIG-HALLUM CAPITAL GROUP LLC located in Minneapolis, Minnesota. Kevin is registered as a RR (Registered Representative) and started their career in finance in 1981. Kevin has worked at 5 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
45 years in the financial services industry
Current & Past Employments
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Current Firm
CRAIG-HALLUM CAPITAL GROUP LLC
Contact Information
Main Address
323 N Washington Ave Suite 300, Minneapolis, MN 55401Mailing Address
323 N Washington Ave Suite 300, Minneapolis, MN 55401Phone Number
(612) 334-6300Established
Minnesota since 05/30/2002Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (44 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/4/2002)
(8/29/2002)
(8/27/2002)
(8/30/2002)
(8/28/2002)
(8/30/2002)
(8/26/2002)
(9/16/2002)
(9/3/2002)
(9/3/2002)
(8/26/2002)
(8/27/2002)
(9/3/2002)
(9/3/2002)
(6/17/2019)
(6/24/2019)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Kevin Patrick Harris's CRS (Customer Relationship Summary).
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