Steven Lee Dyer
Professional Summary
Steven Lee Dyer is a registered financial advisor currently at CRAIG-HALLUM CAPITAL GROUP LLC located in Minneapolis, Minnesota. Steven is registered as a RR (Registered Representative) and started their career in finance in 2001. Steven has worked at 3 firms and has passed the Series 63, SIE, Series 87, Series 86, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
CRAIG-HALLUM CAPITAL GROUP LLC
Contact Information
Main Address
323 N Washington Ave Suite 300, Minneapolis, MN 55401Mailing Address
323 N Washington Ave Suite 300, Minneapolis, MN 55401Phone Number
(612) 334-6300Established
Minnesota since 05/30/2002Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (44 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/4/2026)
(2/4/2026)
(10/5/2022)
(2/4/2026)
(4/6/2004)
(2/4/2026)
(2/4/2026)
(2/4/2026)
(2/4/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 87 — Research Analyst Exam - Part II Regulations Module
Passed Dec 2004About the Series 87 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 2001About the Series 6 examSRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Steven Lee Dyer's CRS (Customer Relationship Summary).
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