Samantha A. Sarkis
Professional summary
Samantha Alexandra Sarkis, who also goes by Samantha Sarkis, is a registered financial professional currently at ATLANTIC - PACIFIC CAPITAL, INC. located in New York, New York.
Samantha is registered as a RR (Registered Representative) and started their career in finance in 2020. Samantha has worked at 2 firms and has passed the Series 63, Series 7TO, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Samantha Alexandra Sarkis's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 8, 2022 - Present
ATLANTIC - PACIFIC CAPITAL, INC.
Office #1: 444 Madison Avenue 34th Floor, New York, NY 10022September 14, 2020 - August 3, 2022
BOFA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/7/2023)
(11/7/2023)
(5/1/2024)
(5/1/2024)
(11/7/2023)
(11/7/2023)
(11/7/2023)
(5/1/2024)
(11/7/2023)
(11/7/2023)
(9/8/2022)
(5/1/2024)
(11/7/2023)
(11/7/2023)
(11/7/2023)
Exams
Series 7TO
Date: 10/25/2022
General Securities Representative ExaminationSeries 79TO
Date: 9/14/2020
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ATLANTIC - PACIFIC CAPITAL, INC.
CRD#: 38356 / SEC#: , 8-48198
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
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