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CRD#: 38356
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

ATLANTIC - PACIFIC CAPITAL, INC. is located at One Dock Street Suite 404, Stamford, CT 06902 and was first established at Boston, Delaware in 02/09/1995. After operating for 31 years, ATLANTIC - PACIFIC CAPITAL, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ATLANTIC - PACIFIC CAPITAL, INC.’s clients are individuals and 0% of their clients are high net worth individuals. ATLANTIC - PACIFIC CAPITAL, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ATLANTIC - PACIFIC CAPITAL, INC. are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ATLANTIC - PACIFIC CAPITAL, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ATLANTIC - PACIFIC CAPITAL, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for ATLANTIC - PACIFIC CAPITAL, INC. Comes From

Understanding the Statistics for ATLANTIC - PACIFIC CAPITAL, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
One Dock Street Suite 404, Stamford, CT 06902
Mailing Address
One Dock Street Suite 404, Stamford, CT 06902
Firm Size
Small
Phone Number
(203) 862-9182
Established
Delaware since 02/09/1995
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
MANLEY, JAMES EDWARDCHAIRMAN1414509
BOSSONE, ANTHONYCHIEF FINANCIAL OFFICER, PARTNER3269438
BOSSONE, ANTHONYCHIEF COMPLIANCE OFFICER3269438
ELKHATIB, RAED JAMALPRESIDENT AND CHIEF EXECUTIVE OFFICER5124082

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Advisor's working at ATLANTIC - PACIFIC CAPITAL, INC.

SS

Shawn Rhys Schestag

RR
CRD#: 4249703
Location:
New York, NY 10022
Company:
ATLANTIC - PACIFIC CAPITAL, INC.
Disclosures:
Experience:
25 years
View Profile
EA

Eden Samuel Abraham

RR
CRD#: 7966875
Location:
New York, NY 10022
Company:
ATLANTIC - PACIFIC CAPITAL, INC.
Disclosures:
Experience:
1 year
View Profile
KE

Kemper Manning Edwards

RR
CRD#: 8063224
Location:
New York, NY 10022
Company:
ATLANTIC - PACIFIC CAPITAL, INC.
Disclosures:
Experience:
1 year
View Profile
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