Adam Hills
Professional summary
Adam Hills is a registered financial professional currently at CP CLIENT SOLUTIONS LLC located in New York, New York.
Adam is registered as a RR (Registered Representative) and started their career in finance in 2022. Adam has worked at 4 firms and has passed the Series 66, Series 99TO, Series 7TO, SIE, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Adam Hills's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 29, 2025 - Present
CP CLIENT SOLUTIONS LLC
Office #1: 99 Park Avenue 16th Floor, New York, NY 10016Office #2: 2201 High Wickam Place, Louisville, KY 40245Office #3: 321 Broadway 5th Floor, Saratoga Springs, NY 12866Office #4: 321 Broadway 5th Floor, Saratoga Springs, NY 12866July 21, 2022 - December 12, 2022
UNITED CAPITAL FINANCIAL ADVISORS
February 16, 2022 - December 12, 2022
GOLDMAN SACHS WEALTH SERVICES, L.P.
January 3, 2022 - December 12, 2022
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 5/29/2025
Operations Professional ExaminationSeries 7TO
Date: 1/3/2022
General Securities Representative ExaminationFINRA
Current Firm
CP CLIENT SOLUTIONS LLC
CRD#: 330402 / SEC#: , 8-71277
Contact information
FINRA licenses (15 States and Territories)
Red Flags
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