Adam Hills
Professional Summary
Adam Hills is a registered financial advisor currently at CP CLIENT SOLUTIONS LLC located in New York, New York. Adam is registered as a RR (Registered Representative) and started their career in finance in 2022. Adam has worked at 4 firms and has passed the Series 66, Series 99TO, Series 7TO, SIE, Series 24, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
5 years in the financial services industry
Current & Past Employments
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Current Firm
CP CLIENT SOLUTIONS LLC
Contact Information
Main Address
321 Broadway 5th Floor, Saratoga Springs, NY 12866Mailing Address
321 Broadway 5th Floor, Saratoga Springs, NY 12866Phone Number
(212) 850-4260Established
Delaware since 04/24/2024Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (26 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed May 2022About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Mar 2022About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Adam Hills's CRS (Customer Relationship Summary).
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