TS
Timothy J. Surber
STATE FARM INVESTMENT MANAGEMENT
Yakima, WA 98901-3130
Some features on this profile are disabled
CRD#: 7234933
TS
Professional summary
Timothy Joseph Surber, who also goes by T.j. Surber, Tim Surber, Timothy Joseph Surbert, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Yakima, Washington and STATE FARM VP MANAGEMENT CORP. located in Yakima, Washington.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Timothy has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
T.j. Surber | Tim Surber | Timothy Joseph Surbert
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Kiwanis Club of Yakima WA; Non-Investment-Related; PO Box 611, Yakima, WA 98907; Membership/Civic/Fraternal Organization; Officer/Vice President; 10/01/2021; 8; 1; Voting on allocation of club funds to local charities or youth programs. 2) Ashland Creek Promotions; non-investment-related; 6809 232nd Ave E, Buckley, WA 98321; Retail-Marketing; Owner/President; 02/01/2022; 16 Mo/0 Mo; Put together marketing items with company logos on them for client businesses. - Marketing, promotional items like pens, t-shirts, hats etc. and administrative bookkeeping duties. 3) Timothy Surber's Insurance Agency; Insurance Agency; Investment-related; 2961 Stonewood Ct Ste B Yakima, WA 98901-3130; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 1/1/2019; 80; 80; Service customers and supervise employees 4) Yakima Valley Tourism; Investment-Related; 10 N 8th St Yakima, WA 98901; Investment or Commercial Property; Owner; None; 01/01/2025; 1; 0; Tourism Activities Board Member
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Joseph Surber's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 18, 2021 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 2961 Stonewood Ct Ste B, Yakima, WA 98901-3130RIA
CRD#: 3487
Yakima, WA
Current
July 2, 2020 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 2961 Stonewood Ct Ste B, Yakima, WA 98901-3130BD
CRD#: 43036
Yakima, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Idaho(9/11/2020)
IAR
Idaho(3/18/2021)
RR
Oregon(8/9/2024)
IAR
Oregon(8/13/2024)
RR
Washington(8/7/2020)
IAR
Washington(3/18/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 7/2/2020
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
