Grace S. Kim
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Grace Sue Yeon Kim, who also goes by Grace S Kim, was a registered financial professional .
Grace is a previously registered financial professional and started their career in finance in 2020. Grace had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2024 - July 22, 2024
TMF INVESTMENTS
April 4, 2022 - November 19, 2025
MOTLEY FOOL WEALTH MANAGEMENT, LLC
June 14, 2021 - February 25, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 4, 2020 - February 25, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 12/4/2020
General Securities Representative ExaminationCurrent Firm
TMF INVESTMENTS
CRD#: 306422 / SEC#: , 8-70464
Contact information
Documents
Red Flags
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