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Michael Francis Hogan

CRD# 5535937·Registered 2008 - 2024
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Francis Hogan, who also goes by Michael Francis Hogan III, Mike F Hogan, Mike Hogan, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 2008 - 2024. Michael had worked at 9 firms and has passed the Series 63, Series 66, SIE, Series 57, Series 7, Series 6, Series 3 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Francis Hogan Iii, Mike F Hogan, Mike Hogan

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

TMF INVESTMENTS·CRD# 306422
BD
Alexandria, VA
August 17, 2020 - August 2, 2024
TERRA CAPITAL MARKETS LLC·CRD# 123762
BD
New York, NY
January 10, 2020 - December 26, 2020
IM GLOBAL US DISTRIBUTORS LLC·CRD# 299892
BD
El Segundo, CA
October 23, 2019 - April 1, 2024
M2O PRIVATE FUND ADVISORS LLC·CRD# 158741
BD
White Plains, NY
August 20, 2019 - January 9, 2026
VIGILANT DISTRIBUTORS, LLC·CRD# 285573
BD
Chadds Ford, PA
March 15, 2019 - January 15, 2026
SANTANDER INVESTMENT SECURITIES INC.·CRD# 37216
BD
New York, NY
February 1, 2018 - November 14, 2018
BMO CAPITAL MARKETS CORP.·CRD# 16686
BD
New York, NY
March 9, 2017 - February 1, 2018
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New Vernon, NJ
August 23, 2013 - October 13, 2014
R. SEELAUS & CO., LLC·CRD# 14974
BD
Chatham, NJ
June 26, 2008 - November 21, 2008

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Current Firm

TI
TMF INVESTMENTS

TMF INVESTMENTS | TMF INVESTMENTS LLC

CRD#: 306422 / SEC#: 8-70464
BD
Terminated by SEC on 08/02/2024

Contact Information

Established

Delaware since 10/09/2019

Firm Type

Limited Liability Company

Fiscal Year End

September

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
CHISM, PATRICK ANDREWPRINCIPAL/CEO2875421
HOGAN, MICHAEL FRANCISCHIEF COMPLIANCE OFFICER5535937
SCARPATI, GERARDFINOP2313132

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2019About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed Nov 2008About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 57 — Securities Trader Exam

Passed Sep 2018About the Series 57 exam

Series 7 — General Securities Representative Examination

Passed Mar 2017About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 2013About the Series 6 exam

Series 3 — National Commodity Futures Examination

Passed Jun 2009About the Series 3 exam

Series 24 — General Securities Principal Examination

Passed Oct 2017About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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