John A. Sullivan

INTEGRA GLOBAL ADVISORS LLC

STAMFORD, CT 06901

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CRD#: 7227095

Professional summary

John Augustin Sullivan is a registered financial advisor currently at INTEGRA GLOBAL ADVISORS LLC located in Stamford, Connecticut and BA SECURITIES, LLC located in Stamford, Connecticut.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. John has worked at 4 firms and has passed the Series 63, Series 65, Series 79TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

STEVE'S OUTDOOR ADVENTURES 316 ANTELOPE DR. LA GRANDE, OR 97850 OWNER/BOOKING AGENT OFFERING OUTDOOR ADVENTURES & STEVE'S OUTDOOR ADVENTTURES ALSO PRODUCES TELEVISION SERIES NON INVESTMENT-RELATED EFFECTIVE: 05/20/2019 6 HOURS PER MONTH/1 HOUR PER MONTH DURING MARKET HOURS INTEGRA GLOBAL ADVISORS 281 TRESSER BLVD., SUITE 401 STAMFORD, CT 06901 DIRECTOR OF BUSINESS DEVELOPMENT/RIA PROVIDING INVESTMENT ADVISORY SERVICES SECURITIES-RELATED EFFECTIVE: 02/07/2024 160 HOURS PER MONTH/130 HOURS PER MONTH DURING MARKET HOURS INTEGRA SECURITIES 281 TRESSER BLVD., SUITE 401 STAMFORD, CT 06901 ADVISOR/ADIVSORY & CONSULTING SERVICES NON INVESTMENT-RELATED EFFECTIVE: 02/07/2024 10 HOURS PER MONTH/4 HOURS PER MONTH DURING MAREKT HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Augustin Sullivan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 24, 2025 - Present

INTEGRA GLOBAL ADVISORS LLC

Office #1: 281 Tresser Boulevard - Suite 401, Stamford, CT 06901

RIA

CRD#: 288511

STAMFORD, CT

Current

March 8, 2024 - Present

BA SECURITIES, LLC

Office #1: 281 Tresser Boulevard, Suite 401, Stamford, CT 06901

CRD#: 153489

Stamford, CT

Past

May 6, 2022 - February 20, 2024

ALPHA ZERO LLC

RIA

CRD#: 319050

BOCA RATON, FL

Past

July 2, 2020 - May 6, 2022

TRIVIUM POINT ADVISORY, LLC

RIA

CRD#: 292182

WESTPORT, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTEGRA GLOBAL ADVISORS LLC

CRD#: 288511 / SEC#: 801-110720

RIA

Registered Investment Advisory firm - (6/26/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(3/8/2024)

IAR

Connecticut
(2/24/2025)

Pennsylvania
(3/8/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 12/22/2023

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/2/2020

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 79TO

Date: 3/8/2024

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 12/8/2023

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

INTEGRA GLOBAL ADVISORS LLC

CRD#: 288511 / SEC#: 801-110720

RIA

Registered Investment Advisory firm - (6/26/2017 Approved)

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Contact information

Main Address

281 Tresser Boulevard - Suite 401, Stamford, CT 06901

Mailing Address

Phone number

(203) 266-3942

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A INTEGRA GLOBAL ADVISORS (7/11/2025)

Regulatory assets under management

Total Number of Accounts	102
AUM (Assets Under Management)	$ 562,649,670

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John A. Sullivan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Augustin Sullivan's CRS (Customer Relationship Summary).

Certified licenses

Experience

BA SECURITIES, LLC

ALPHA ZERO LLC

TRIVIUM POINT ADVISORY, LLC

Primary Firm SEC Registration

INTEGRA GLOBAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/22/2023

Series 65

Date: 7/2/2020

Series 79TO

Date: 3/8/2024

SIE

Date: 12/8/2023

FINRA

Current Firm

INTEGRA GLOBAL ADVISORS LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INTEGRA GLOBAL ADVISORS LLC

TRUST BUT VERIFY

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