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DG

Devon P. Gasparovic

ARKAP MARKETS
DENVER, CO
Some features on this profile are disabled
CRD#: 7226838
DG

Professional summary

Devon Paul Gasparovic is a registered financial professional currently at ARKAP MARKETS, LLC located in Denver, Colorado.

Devon is registered as a RR (Registered Representative) and started their career in finance in 2020. Devon has worked at 6 firms and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Devon Paul Gasparovic's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 30, 2024 - Present

ARKAP MARKETS, LLC

BD
CRD#: 326313
DENVER, CO
Past

May 1, 2024 - July 3, 2024

GREAT POINT CAPITAL LLC

BD
CRD#: 114203
CHICAGO, IL
Past

August 29, 2023 - May 16, 2024

THE M & A GROUP LLC

BD
CRD#: 144909
SARASOTA, FL
Past

June 1, 2023 - June 23, 2023

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
Austin, TX
Past

February 14, 2021 - June 1, 2023

FOX CHASE CAPITAL PARTNERS, LLC

BD
CRD#: 104087
AUSTIN, TX
Past

November 23, 2020 - February 11, 2021

ASCENDANT ALTERNATIVE STRATEGIES, LLC

BD
CRD#: 283881
Austin, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
North Carolina
(11/6/2024)
RR
Texas
(7/30/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 12/8/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/21/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/29/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

AM
ARKAP MARKETS, LLC
ARKAP MARKETS | ARKAP MARKETS, LLC

CRD#: 326313 / SEC#: , 8-71132

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
2827 Peachtree Road, Suite 510, Atlanta, GA 30305
Mailing Address
2827 Peachtree Road, Suite 510, Atlanta, GA 30305
Phone number
(404) 445-0035
Established
Georgia since 06/26/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ARKADIOS HOLDINGS, INC.MEMBER
MCCOMB, MAX MICHAELCHIEF COMPLIANCE OFFICER1347500
MILLER, NATALIE LANEFINOP, POO, PFO5627988
MILLICAN, DAVID YANCEY IVCEO2788060
ROMERO, NATHAN KENNETHMANAGING DIRECTOR5222267

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARKAP MARKETS, LLC

CRD#: 326313Denver, CO

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