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Devon Paul Gasparovic

ARKAP MARKETS
DENVER, CO
·CRD# 7226838·6 years experience

Professional Summary

Devon Paul Gasparovic is a registered financial advisor currently at ARKAP MARKETS, LLC located in Denver, Colorado. Devon is registered as a RR (Registered Representative) and started their career in finance in 2020. Devon has worked at 6 firms and has passed the Series 63, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

6 years in the financial services industry

Current & Past Employments

Current

ARKAP MARKETS, LLCCurrent·CRD# 326313
BD
Denver, CO
July 30, 2024 - Present

Past

GREAT POINT CAPITAL LLCPast·CRD# 114203
BD
Chicago, IL
May 1, 2024 - July 3, 2024
THE M & A GROUP LLCPast·CRD# 144909
BD
Stillwater, MN
August 29, 2023 - May 16, 2024
QUASAR DISTRIBUTORS, LLCPast·CRD# 103848
BD
Austin, TX
June 1, 2023 - June 23, 2023
FOX CHASE CAPITAL PARTNERS, LLCPast·CRD# 104087
BD
Austin, TX
February 14, 2021 - June 1, 2023
ASCENDANT ALTERNATIVE STRATEGIES, LLCPast·CRD# 283881
BD
Austin, TX
November 23, 2020 - February 11, 2021

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Current Firm

AM
ARKAP MARKETS, LLC

ARKAP MARKETS | ARKAP MARKETS, LLC

CRD#: 326313 / SEC#: 8-71132
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

2827 Peachtree Road, Suite 510, Atlanta, GA 30305

Mailing Address

2827 Peachtree Road, Suite 510, Atlanta, GA 30305

Phone Number

(404) 445-0035

Established

Georgia since 06/26/2023

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ARKADIOS HOLDINGS, INC.MEMBER—
MCCOMB, MAX MICHAELCHIEF COMPLIANCE OFFICER1347500
MILLER, NATALIE LANEFINOP, POO, PFO5627988
MILLICAN, DAVID YANCEY IVCEO2788060
ROMERO, NATHAN KENNETHMANAGING DIRECTOR5222267

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
North Carolina
(11/6/2024)
RR
Texas
(7/30/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2020About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Nov 2020About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Aug 2020About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Devon Paul Gasparovic's CRS (Customer Relationship Summary).

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