Nathan Kenneth Romero
Professional Summary
Nathan Kenneth Romero, who also goes by Nate Kenneth Romero, Nathan Kenneth Romero Mr., is a registered financial advisor currently at ARKADIOS CAPITAL located in Atlanta, Georgia and ARKAP MARKETS, LLC located in Denver, Colorado. Nathan is registered as a RR (Registered Representative) and started their career in finance in 2006. Nathan has worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Nate Kenneth Romero, Nathan Kenneth Romero Mr.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
19 years in the financial services industry
Current & Past Employments
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Current Firm
ARKAP MARKETS | ARKAP MARKETS, LLC
Contact Information
Main Address
2827 Peachtree Road, Suite 510, Atlanta, GA 30305Mailing Address
2827 Peachtree Road, Suite 510, Atlanta, GA 30305Phone Number
(404) 445-0035Established
Georgia since 06/26/2023Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/3/2024)
(11/14/2024)
(6/12/2024)
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(11/7/2024)
(11/14/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Mar 2020About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Nathan Kenneth Romero's CRS (Customer Relationship Summary).
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