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Natalie Lane Miller

ARKADIOS CAPITAL
Atlanta, GA
·CRD# 5627988·8 years experience

Professional Summary

Natalie Lane Miller, who also goes by Natalie L Winters, Natalie Lane Winters, is a registered financial advisor currently at ARKADIOS CAPITAL located in Atlanta, Georgia and KIDRON CAPITAL SECURITIES LLC located in New York, New York. Natalie is registered as a RR (Registered Representative) and started their career in finance in 2018. Natalie has worked at 14 firms and has passed the Series 99TO, SIE and Series 28 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Natalie L Winters, Natalie Lane Winters

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

8 years in the financial services industry

Current & Past Employments

ARKADIOS CAPITAL·CRD# 282710
BD
2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305
May 4, 2021 - Present
KIDRON CAPITAL SECURITIES LLC·CRD# 149826
BD
152 West 57th Street 37th Fl, New York, NY 10019
May 10, 2021 - Present
ARKAP MARKETS, LLC·CRD# 326313
BD
2827 Peachtree Road, Suite 510, Atlanta, GA 30305
January 3, 2025 - Present
ARKAP MARKETS, LLC·CRD# 326313
BD
Atlanta, GA
May 7, 2024 - May 21, 2024
TUXEDO CAPITAL PARTNERS, LLC·CRD# 165049
BD
Alpharetta, GA
February 9, 2021 - March 16, 2021
FINTRUST BROKERAGE SERVICES, LLC·CRD# 41608
BD
Greenville, SC
November 13, 2020 - March 16, 2021
MCP SECURITIES, LLC·CRD# 152669
BD
Port Washington, NY
November 5, 2020 - April 13, 2021
ETICO PARTNERS, LLC·CRD# 122481
BD
Saratoga Springs, NY
September 2, 2020 - March 16, 2021
PANTEK SECURITIES LLC·CRD# 302091
BD
Alpharetta, GA
August 14, 2020 - March 16, 2021
LUMOS PARTNERS, LLC·CRD# 165050
BD
Pleasanton, CA
August 6, 2020 - March 16, 2021
METRIC FINANCIAL, LLC·CRD# 33324
BD
Atlanta, GA
July 24, 2020 - March 30, 2021
ZERMATT SECURITIES LLC·CRD# 47502
BD
Charlotte, NC
April 2, 2020 - May 19, 2021
BRIDGE ALTERNATIVES SECURITIES, LLC.·CRD# 298625
BD
Lake Forest, IL
February 29, 2020 - March 16, 2021
SHARENETT SECURITIES LLC·CRD# 151011
BD
New York, NY
February 28, 2020 - June 15, 2020
FORIS CAPITAL US LLC·CRD# 282331
BD
Alpharetta, GA
July 24, 2018 - March 16, 2021

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Current Firm

AM
ARKAP MARKETS, LLC

ARKAP MARKETS | ARKAP MARKETS, LLC

CRD#: 326313 / SEC#: 8-71132
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

2827 Peachtree Road, Suite 510, Atlanta, GA 30305

Mailing Address

2827 Peachtree Road, Suite 510, Atlanta, GA 30305

Phone Number

(404) 445-0035

Established

Georgia since 06/26/2023

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ARKADIOS HOLDINGS, INC.MEMBER—
MCCOMB, MAX MICHAELCHIEF COMPLIANCE OFFICER1347500
MILLER, NATALIE LANEFINOP, POO, PFO5627988
MILLICAN, DAVID YANCEY IVCEO2788060
ROMERO, NATHAN KENNETHMANAGING DIRECTOR5222267

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Jul 2018About the Series 28 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Natalie Lane Miller's CRS (Customer Relationship Summary).

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