David William Dinkin
Professional Summary
David William Dinkin is a registered financial advisor currently at STOCKBLOCK SECURITIES located in New York, New York and RODMAN & RENSHAW, LLC located in New York, New York. David is registered as a RR (Registered Representative) and started their career in finance in 2020. David has worked at 3 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
6 years in the financial services industry
Current & Past Employments
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Current Firm
RODMAN & RENSHAW, LLC
Contact Information
Main Address
600 Lexington Avenue, New York, NY 10022Mailing Address
600 Lexington Avenue, New York, NY 10022Phone Number
(212) 540-4439Established
Delaware since 05/18/2015Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Oct 2020About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view David William Dinkin's CRS (Customer Relationship Summary).
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