Robert H. Gladstone
Professional summary
Robert Howard Gladstone is a registered financial professional currently at EARLYBIRDCAPITAL, INC. located in Melville, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1981. Robert has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Howard Gladstone's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 6, 2000 - Present
EARLYBIRDCAPITAL, INC.
Office #1: One Huntington Quadrangle Suite 1c15, Melville, NY 11747January 31, 1996 - February 5, 2001
SSI SECURITIES CORP.
January 8, 1990 - September 17, 2001
GKN SECURITIES CORP.
July 31, 1984 - December 21, 1989
THE STUART-JAMES COMPANY, INCORPORATED
October 6, 1983 - July 17, 1984
LADENBURG THALMANN & CO. INC.
January 19, 1981 - October 4, 1983
ADVEST, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/21/2001)
(11/8/2001)
(1/24/2001)
(1/24/2001)
(1/24/2001)
(1/24/2001)
(1/24/2001)
(1/24/2001)
(2/14/2001)
(1/24/2001)
(1/24/2001)
(1/24/2001)
(1/24/2001)
(1/24/2001)
(10/18/2001)
(10/12/2001)
(1/24/2001)
(1/24/2001)
(10/16/2001)
(11/16/2001)
(1/25/2001)
(4/3/2001)
(10/23/2001)
(2/2/2007)
(10/15/2001)
(11/6/2000)
(10/12/2001)
(10/16/2001)
(1/24/2001)
(10/12/2001)
(10/17/2001)
(10/16/2001)
(10/15/2001)
(1/24/2001)
(1/24/2001)
(1/24/2001)
(10/12/2001)
(1/24/2001)
(10/12/2001)
(10/8/2001)
(1/24/2001)
Exams
FINRA
Nasdaq Stock Market
Current Firm
EARLYBIRDCAPITAL, INC.
CRD#: 28629 / SEC#: , 8-43828
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
