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CRD#: 28629
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

EARLYBIRDCAPITAL, INC. is located at One Huntington Quadrangle, Suite 1c15, Melville, NY 11747 and was first established at Long Island, Delaware in 05/09/1991. After operating for 35 years, EARLYBIRDCAPITAL, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of EARLYBIRDCAPITAL, INC.’s clients are individuals and 0% of their clients are high net worth individuals. EARLYBIRDCAPITAL, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at EARLYBIRDCAPITAL, INC. are registered to handle securities or provide financial advice. The firm has 4 disclosures, 3 being regulatory events, 0 being client events, and 1 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access EARLYBIRDCAPITAL, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at EARLYBIRDCAPITAL, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for EARLYBIRDCAPITAL, INC. Comes From

Understanding the Statistics for EARLYBIRDCAPITAL, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
3
Arbitration
1

FIRM INFORMATION

Main Address
One Huntington Quadrangle, Suite 1c15, Melville, NY 11747
Mailing Address
1 Huntington Quadrangle 1c15, Melville, NY 11747
Firm Size
Small
Phone Number
+1 (631) 770-0600
Established
Delaware since 05/09/1991
Firm Type
Corporation
Fiscal year end
January
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
EBC HOLDINGS INC.HOLDING COMPANY
KAUFMANN, AMY ELIZABETHEXECUTIVE VICE PRESIDENT/CHIEF COMPLIANCE OFFICER2776989
LEVINE, STEVEN ARTHURPRESIDENT/DIRECTOR2714473
NUSSBAUM, DAVID MARTINCHAIRMAN/DIRECTOR1631483
PENDERGAST, MICHELLE MARIEFINOP/CFO5441721

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at EARLYBIRDCAPITAL, INC.

MW

Maureen Brigid Wilson

RR
CRD#: 1048940
Location:
Melville, NY 11747
Company:
EARLYBIRDCAPITAL, INC.
Disclosures:
Experience:
44 years
GS

Gregory Alexis Stoupnitzky

Gregory Stoupnitzky
RR
CRD#: 1523328
Location:
Ny, NY 10017
Company:
EARLYBIRDCAPITAL, INC.
Disclosures:
Experience:
40 years
DR

Douglas Roger Rogers

Douglas R Rogers
RR
CRD#: 1378873
Location:
Ny, NY 10017
Company:
EARLYBIRDCAPITAL, INC.
Disclosures:
Experience:
37 years
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