Jacob Wonsover
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jacob Wonsover was a registered financial professional .
Jacob is a previously registered financial professional and started their career in finance in 1981. Jacob had worked at 10 firms and has passed the Series 63, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2002 - April 28, 2002
ARJENT LTD.
March 2, 1999 - December 17, 2001
NATIONAL SECURITIES CORPORATION
February 3, 1996 - October 8, 1996
FINANCIAL SQUARE PARTNERS
March 1, 1993 - January 24, 1996
RODMAN & RENSHAW INC.
May 1, 1992 - February 24, 1993
CIBC WORLD MARKETS CORP.
May 26, 1989 - May 8, 1992
UBS FINANCIAL SERVICES INC.
December 21, 1987 - June 23, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
June 22, 1983 - January 1, 1988
J.P. MORGAN SECURITIES LLC
April 14, 1982 - June 24, 1983
OBERWEIS SECURITIES, INC.
January 19, 1981 - April 15, 1982
HAMILTON INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 12/12/1981
Interest Rate Options ExaminationCurrent Firm
ARJENT LTD.
CRD#: 35909 / SEC#: , 8-46922
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARJENT SERVICES LIMITED (UK) | OWNER | |
| DAVANZO, GEORGE | FINOP/CFO | 1866674 |
| DEPALO, ROBERT PHILIP | CHAIRMAN/CEO/SECY/CORP. DIRECTOR | 2946313 |
| DIFIORE, MONICA LISA | CCO | 2966552 |
| FALLAH, ROBERT BOBAK | CO-CHAIRMAN/PRESIDENT/DIRECTOR CORPORATE FINANCE | 1069032 |
| HEINEMAN, RONALD MARK | MANAGING DIRECTOR/CROP/SROP/MUNI PRINCIPAL | 241924 |
| SCHONWALD, GARY ALAN | TREASURER/CORPORATE DIRECTOR | 4478897 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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