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George D'avanzo

CRD# 1866674·Registered 1992 - 2015
Previously Registered: Being a previously registered professional could mean that George is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

George D'avanzo, who also goes by George Davanzo, Davanzo, was a registered financial advisor. George was a previously registered financial professional and started their career in finance 1992 - 2015. George had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

George Davanzo, Davanzo

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

WYNSTON HILL CAPITAL, LLC·CRD# 103811
BD
New York, NY
February 2, 2009 - June 1, 2015
ARJENT LTD.·CRD# 35909
BD
New York, NY
October 21, 2005 - August 21, 2008
MCBARRON CAPITAL LLC·CRD# 131431
BD
New York, NY
December 1, 2004 - December 18, 2008
S.W. BACH & COMPANY·CRD# 43522
BD
Port Washington, NY
August 31, 1998 - April 1, 2004
FAIRCHILD FINANCIAL GROUP, INC.·CRD# 21404
BD
New York, NY
July 19, 1995 - March 13, 1998
GENERATION INVESTORS, LTD.·CRD# 16448
BD
August 26, 1992 - July 24, 1993
STRATTON OAKMONT INC.·CRD# 18692
BD
Lake Success, NY
February 7, 1992 - August 10, 1992

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Current Firm

WH
WYNSTON HILL CAPITAL, LLC

ELEPHANTX ONLINE SECURITIES, LLC | XTF CAPITAL LLC | WYNSTON HILL CAPITAL, LLC

CRD#: 103811 / SEC#: 8-52299
BD
Approved by SEC on 07/14/2000

Contact Information

Established

Delaware since 12/29/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
BAI HOLDINGSMEMBER—
RIORDAN, DENNIS VINCENTPRESIDENT2412563
ALT 5 SIGMA INCOWNER—
CALAMUNCI, ROBERT JOSEPH SRCEO, FINOP, OPTIONS PRINCIPAL1618899
STOUBER, RANDYCCO1104531

Disclosures

Regulatory Event

6

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1992About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1992About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed May 1996About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Oct 1995About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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