Monica Lisa Difiore
Professional Summary
Monica Lisa Difiore, who also goes by Monica Lisa Guarneri, is a registered financial advisor currently at MERGER & ACQUISITION CAPITAL SERVICES, LLC located in New York, New York and THIRD SEVEN CAPITAL LLC located in Greenwich, Connecticut. Monica is registered as a RR (Registered Representative) and started their career in finance in 1999. Monica has worked at 11 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, Series 57TO, SIE,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Monica Lisa Guarneri
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
BELL POTTER SECURITIES (US) LLC
Contact Information
Main Address
1330 Avenue Of The Americas Suite 23a, New York, NY 10019Mailing Address
1330 Avenue Of The Americas Suite 23a, New York, NY 10019Phone Number
+1 (917) 819-1410Established
Delaware since 05/05/2017Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/11/2017)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Feb 2006SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Monica Lisa Difiore's CRS (Customer Relationship Summary).
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