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GL

Greg B. Long

ARES MANAGEMENT CAPITAL MARKETS
Charlotte, NC 28202
Some features on this profile are disabled
CRD#: 7220839
GL

Professional summary

Greg Benjamin Long, who also goes by Gregory Benjamin Long, is a registered financial professional currently at ARES MANAGEMENT CAPITAL MARKETS LLC located in Charlotte, North Carolina.

Greg is registered as a RR (Registered Representative) and started their career in finance in 2021. Greg has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Gregory Benjamin Long

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Greg Benjamin Long's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 6, 2024 - Present

ARES MANAGEMENT CAPITAL MARKETS LLC

Office #1: 620 South Tryon Street Suite 970, Charlotte, NC 28202
BD
CRD#: 166219
Charlotte, NC
Past

August 13, 2021 - October 18, 2021

BARINGS SECURITIES LLC

BD
CRD#: 36929
CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(9/24/2025)
RR
Alaska
(9/24/2025)
RR
Arizona
(9/24/2025)
RR
Arkansas
(9/24/2025)
RR
California
(9/24/2025)
RR
Colorado
(9/24/2025)
RR
Connecticut
(9/24/2025)
RR
Delaware
(9/24/2025)
RR
District of Columbia
(9/24/2025)
RR
Florida
(9/24/2025)
RR
Georgia
(9/24/2025)
RR
Hawaii
(9/24/2025)
RR
Idaho
(9/24/2025)
RR
Illinois
(9/24/2025)
RR
Indiana
(9/24/2025)
RR
Iowa
(9/24/2025)
RR
Kansas
(9/24/2025)
RR
Kentucky
(9/24/2025)
RR
Louisiana
(9/24/2025)
RR
Maine
(9/24/2025)
RR
Maryland
(9/24/2025)
RR
Massachusetts
(9/24/2025)
RR
Michigan
(9/24/2025)
RR
Minnesota
(9/24/2025)
RR
Mississippi
(9/24/2025)
RR
Missouri
(9/24/2025)
RR
Montana
(9/24/2025)
RR
Nebraska
(9/24/2025)
RR
Nevada
(9/24/2025)
RR
New Hampshire
(9/24/2025)
RR
New Jersey
(9/24/2025)
RR
New Mexico
(9/24/2025)
RR
New York
(9/24/2025)
RR
North Carolina
(9/17/2024)
RR
North Dakota
(9/24/2025)
RR
Ohio
(9/24/2025)
RR
Oklahoma
(9/24/2025)
RR
Oregon
(9/24/2025)
RR
Pennsylvania
(9/24/2025)
RR
Rhode Island
(9/24/2025)
RR
South Carolina
(9/24/2025)
RR
South Dakota
(9/24/2025)
RR
Tennessee
(9/24/2025)
RR
Texas
(9/24/2025)
RR
Utah
(9/24/2025)
RR
Vermont
(9/24/2025)
RR
Virginia
(9/24/2025)
RR
Washington
(9/24/2025)
RR
West Virginia
(9/24/2025)
RR
Wisconsin
(9/24/2025)
RR
Wyoming
(9/24/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 9/9/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/5/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/23/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

AM
ARES MANAGEMENT CAPITAL MARKETS LLC
ARES INVESTOR SERVICES LLC | ARES MANAGEMENT CAPITAL MARKETS LLC

CRD#: 166219 / SEC#: , 8-69194

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
1200 17th Street Suite 2900, Denver, CO 80202
Mailing Address
1200 17th Street Suite 2900, Denver, CO 80202
Phone number
(303) 869-4600
Established
Delaware since 01/20/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ARES MANAGEMENT LLCMEMBER130074
BRAUN, HEATHER GROSSMANCO-CEO3141608
INFANGER, MARK CHARLESCFO AND FINOP2369723
MAGNER, BRIANCCO3069172
TAYLOR, JEFFREY WILLIAMCO-CEO2874057

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARES MANAGEMENT CAPITAL MARKETS LLC

CRD#: 166219Charlotte, NC 28202

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