Dillon Patick Smith
Professional Summary
Dillon Patick Smith, who also goes by Dillon Patrick Smith, is a registered financial advisor currently at KPMG CORPORATE FINANCE LLC located in Chicago, Illinois. Dillon is registered as a RR (Registered Representative) and started their career in finance in 2025. Dillon has worked at 2 firms and has passed the Series 63, Series 82TO, Series 79TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Dillon Patrick Smith
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
3 years registered in the securities industry
Current & Past Employments
Current
Past
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WILLIAM BLAIR
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Current Firm
KPMC CORPORATE FINANCE LLC | KPMG CORPORATE FINANCE LLC
Contact Information
Main Address
200 E. Randolph Street Suite 5500, Chicago, IL 60601-6436Mailing Address
200 E. Randolph Street Suite 5500, Chicago, IL 60601-6436Phone Number
(312) 665-3100Established
Delaware since 02/08/2000Firm Type
Limited Liability CompanyFiscal Year End
SeptemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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WILLIAM BLAIR
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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WILLIAM BLAIR
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Jul 2026About the Series 82TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed May 2025About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Dillon Patick Smith's CRS (Customer Relationship Summary).
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