AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
DS

Daniel Sauceda

PACER FINANCIAL
MALVERN, PA 19355
Some features on this profile are disabled
CRD#: 7218776
DS
Daniel SaucedaPACER FINANCIAL

Professional summary

Daniel Sauceda is a registered financial professional currently at PACER FINANCIAL, INC. located in Malvern, Pennsylvania.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 2021. Daniel has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Sauceda's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 16, 2026 - Present

PACER FINANCIAL, INC.

Office #1: 500 Chesterfield Parkway, Malvern, PA 19355
BD
CRD#: 137040
MALVERN, PA
Past

May 24, 2024 - January 6, 2026

FISHER INVESTMENTS

RIA
CRD#: 107342
PLANO, TX
Past

December 5, 2022 - May 10, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
SAN ANTONIO, TX
Past

December 5, 2022 - May 10, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
SAN ANTONIO, TX
Past

September 2, 2022 - November 7, 2022

MORGAN STANLEY

RIA
CRD#: 149777
San Antonio, TX
Past

December 11, 2021 - November 7, 2022

MORGAN STANLEY

BD
CRD#: 149777
San Antonio, TX
Past

April 13, 2021 - November 15, 2021

STATE FARM VP MANAGEMENT CORP.

BD
CRD#: 43036
BLOOMINGTON, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

What does exam status mean?
State Security Law Exam
RR
PR
Series 66
Status Unavailable
Passed: 9/2/2022
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Status Unavailable
Passed: 5/4/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Status Unavailable
Passed: 6/2/2022
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Status Unavailable
Passed: 4/13/2021
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 3/23/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

PF
PACER FINANCIAL, INC.
PACER FINANCIAL, INC.

CRD#: 137040 / SEC#: , 8-67061

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Loading...

Contact information

Main Address
500 Chesterfield Parkway, Malvern, PA 19355
Mailing Address
500 Chesterfield Parkway, Malvern, PA 19355
Phone number
(610) 644-8100
Established
Pennsylvania since 03/23/2005
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
THOMSON, JOE MCKEEPRESIDENT718569
OHARA, SEAN EDWARDDIRECTOR1312483
BRADBARD, ASHLEE ANN THOMSONSR. VICE PRESIDENT5761850
THOMSON, JOANN MARIESECRETARY/TREASURER5086499
ZELLER, KIMBERLY L. T.VICE PRESIDENT5774669
JAGUSAK, ERIN MARIECHIEF COMPLIANCE OFFICER4532335
MILLER, JOHN STEVENSONFINOP2139980

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PACER FINANCIAL, INC.

CRD#: 137040Malvern, PA 19355

TRUST BUT VERIFY

Monitor Daniel Sauceda

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Lawrence Earl Springer
Lawrence SpringerAdvisorCheck Check Mark
SHERPA CAPITAL MANAGEMENT
IAR
HOCKESSIN, DE
Paul B Mullen
Paul MullenAdvisorCheck Check Mark
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IAR
RR
Horsham, PA
Robert Charles Boland
Robert BolandAdvisorCheck Check Mark
RBC CAPITAL MARKETS, LLC
IAR
RR
Malvern, PA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.