RP
Rohan S. Patel
FORVIS MAZARS WEALTH ADVISORS
Charlotte, NC 28209
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CRD#: 7216658
RP
Professional summary
Rohan Suresh Patel, who also goes by Rohan Patel, is a registered financial advisor currently at FORVIS MAZARS WEALTH ADVISORS, LLC located in Charlotte, North Carolina.
Rohan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Rohan has worked at 3 firms and has passed the Series 66, Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rohan Patel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Name: SKYBLUE VA INC Position: Owner Nature: Convenience store and gas station Investment Related: No Hours: 0 Securities Trading Hours: 0 Start Date: 03/01/2022 Address: 4803 W Broad St, Richmond VA 23230, United States Description: None/silent partner (2) Name: Shree Stores VA Inc Position: Owner/Partner Nature: Convenience store and gas station Investment Related: No Hours: 0 Securities Trading Hours: 0 Start Date: 12/30/2020 Address: 8211 Hull Street Rd, North Chesterfield VA 23235, United States Description: Silent Partner (3) UBER EATS POSITION: Driver NATURE: Delivery driver (food) INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: Home Address, Charlotte NC 28217, United States DESCRIPTION: Delivery driver (4) DOORDASH POSITION: Driver NATURE: Delivery driver (food) INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: Home Address, Charlotte NC 28217, United States DESCRIPTION: Delivery driver
CRS (Client Relationship Summary) - RIA
Click below to view Rohan Suresh Patel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 2, 2025 - Present
FORVIS MAZARS WEALTH ADVISORS, LLC
Office #1: 4350 Congress Street Suite 300, Charlotte, NC 28209RIA
CRD#: 110905
Charlotte, NC
Past
March 11, 2024 - March 12, 2025
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
RIA
CRD#: 20472
CHARLOTTE, NC
Past
February 13, 2024 - March 12, 2025
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
CHARLOTTE, NC
Past
March 9, 2020 - February 2, 2024
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FM
FORVIS MAZARS WEALTH ADVISORS, LLC
BKD INVESTMENT ADVISORS LLC | FORVIS WEALTH ADVISORS, LLC | FORVIS PRIVATE CLIENT | FORVIS MAZARS WEALTH ADVISORS, LLC | FORVIS MAZARS WEALTH ADVISORS | FORVIS MAZARS PRIVATE CLIENT | BKDWA | BKDIA | BKD WEALTH ADVISORS, LLC
CRD#: 110905 / SEC#: 801-56928
RIA
Registered Investment Advisory firm - (10/28/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(4/2/2025)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/9/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
FM
FORVIS MAZARS WEALTH ADVISORS, LLC
BKD INVESTMENT ADVISORS LLC | FORVIS WEALTH ADVISORS, LLC | FORVIS PRIVATE CLIENT | FORVIS MAZARS WEALTH ADVISORS, LLC | FORVIS MAZARS WEALTH ADVISORS | FORVIS MAZARS PRIVATE CLIENT | BKDWA | BKDIA | BKD WEALTH ADVISORS, LLC
CRD#: 110905 / SEC#: 801-56928
RIA
Registered Investment Advisory firm - (10/28/1999 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
910 East St Louis St, Springfield, MO 65806
Mailing Address
Phone number
(417) 831-7283
Established
Firm type
Fiscal year end
# of Employees
123
SEC notice filing (41 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 13,227 |
| AUM (Assets Under Management) | $ 9,751,986,659 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/18/2025 | ||
| 09/18/2024 | ||
| 01/23/2024 | ||
| 11/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
