JC
John H. Curry
PARK AVENUE SECURITIES LLC
TALLAHASSEE, FL 32317
Some features on this profile are disabled
CRD#: 721412
JC
Professional summary
John H Curry, who also goes by John Henry Curry, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Tallahassee, Florida.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. John has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Henry Curry
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Advisor Inner Circle-Marketing amd positioning best practices for Financial Advisors and Insurance Professionals
Start: 01/01/2010
Address: 3664 Coolidge Court - Tallahassee, FL 32311
1 bus hr per month
Not investment related
2. Information Products - Book, CD's, DVD's-sell my Book, CD's, and DVD's.
Start: 01/01/2003
Address: 3664 Coolidge Court - Tallahassee, FL 32311
5 bus hrs per month
Not investment related
3. SPEAKING ENGAGEMENTS-Sometimes I speak for Guardian general agencies, associations or other public events for a fee
Start: 01/01/1992
Address: 3664 Coolidge Court - Tallahassee, FL 32311
1 bus hr per month
Not investment related
4. The Secure Retirement Method-My proprietary process for helping clients understand the importance of planning for their retirement
Start: 08/01/2003
Address: 3664 Coolidge Court Tallahassee, FL 32311
20 bus hrs per month
Not investment related
5. Jackson National-Offering Jackson National fixed annuities to clients since Jackson National is no longer available through IUS.
Start: 01/01/2015
Address: 3664 Coolidge Court Tallahassee, FL 32311
3 bus hrs per month
Investment related
6. Mortgage I hold-I hold a mortgage on the home I grew up in
Start: 07/20/2018
Address: 2537 Perry St Westville, FL 32464
0 hrs per month
Investment related
CRS (Client Relationship Summary) - RIA
Click below to view John H Curry's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John H Curry's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 30, 2001 - Present
PARK AVENUE SECURITIES LLC
Office #1: 1700 Summit Lake Drive Suite 200, Tallahassee, FL 32317RIA
BD
CRD#: 46173
TALLAHASSEE, FL
Current
May 3, 1999 - Present
PARK AVENUE SECURITIES LLC
Office #1: 1700 Summit Lake Drive Suite 200, Tallahassee, FL 32317RIA
BD
CRD#: 46173
TALLAHASSEE, FL
Past
April 29, 1992 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
January 28, 1991 - April 16, 1992
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
HARTFORD, CT
Past
October 23, 1987 - May 26, 1992
NATIONWIDE INVESTMENT SERVICES CORPORATION
BD
CRD#: 7110
COLUMBUS, OH
Past
July 19, 1982 - December 31, 1990
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
HARTFORD, CT
Past
February 25, 1982 - April 16, 1992
HOME LIFE INSURANCE COMPANY
BD
CRD#: 4184
Past
December 26, 1980 - April 1, 1982
NATIONWIDE INVESTMENT SERVICES CORPORATION
BD
CRD#: 7110
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/12/2001)
IAR
Alabama(9/30/2021)
RR
Florida(5/3/1999)
IAR
Florida(4/30/2001)
RR
Georgia(5/3/1999)
IAR
Georgia(1/13/2003)
RR
New Jersey(9/13/2022)
RR
North Carolina(5/3/1999)
IAR
North Carolina(7/27/2017)
RR
Ohio(1/2/2004)
RR
South Carolina(5/3/1999)
RR
Texas(1/9/2009)
RR
Utah(11/9/2023)
RR
Virginia(7/18/2001)
IAR
Virginia(4/21/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
