Haley J. Modlin

FINANCIAL SYMMETRY

RALEIGH, NC 27607

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CRD#: 7212588

Professional summary

Haley Jo Modlin, CFP®, who also goes by Haley Jo Hobgood, is a registered financial advisor currently at FINANCIAL SYMMETRY INC. located in Raleigh, North Carolina.

Haley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Haley has worked at 1 firm .

Question & Answer

What are your service offerings?

Tax Planning

Education Planning

Retirement Planning

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Haley Jo Hobgood

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Haley Jo Modlin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

January 1, 2020 - Present

FINANCIAL SYMMETRY INC.

Office #1: 5438 Wade Park Blvd Suite 310, Raleigh, NC 27607

RIA

CRD#: 118443

RALEIGH, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL SYMMETRY INC.

FINANCAL SYMMETRY INC. | FINANCIAL SYMMETRY INCORPORATED | FINANCIAL SYMMETRY INC.

CRD#: 118443 / SEC#: 801-62698

RIA

Registered Investment Advisory firm - (1/28/2004 Approved)

North Carolina

Registered Investment Advisory firm - (1/28/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(1/1/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

FINANCIAL SYMMETRY INC.

FINANCAL SYMMETRY INC. | FINANCIAL SYMMETRY INCORPORATED | FINANCIAL SYMMETRY INC.

CRD#: 118443 / SEC#: 801-62698

RIA

Registered Investment Advisory firm - (1/28/2004 Approved)

North Carolina

Registered Investment Advisory firm - (1/28/2004 Terminated)

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Contact information

Main Address

5438 Wade Park Blvd Suite 310, Raleigh, NC 27607

Mailing Address

Phone number

(919) 851-8200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FSI BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	5,000
AUM (Assets Under Management)	$ 1,210,652,897

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/28/2025	Cover Page	Report
02/27/2024	Cover Page	Report
10/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Haley J. Modlin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Haley Jo Modlin's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL SYMMETRY INC.

Primary Firm SEC Registration

FINANCIAL SYMMETRY INC.

State Registrations and Notice Filings

Exams

Current Firm

FINANCIAL SYMMETRY INC.

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FINANCIAL SYMMETRY INC.

TRUST BUT VERIFY

Contact information

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