Pamela J. Rosenfeld
Professional summary
Pamela Jaffe Rosenfeld, who also goes by Pamela Jaffe, is a registered financial professional currently at HENLEY & COMPANY LLC located in Uniondale, New York.
Pamela is registered as a RR (Registered Representative) and started their career in finance in 1980. Pamela has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Pamela Jaffe Rosenfeld's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 8, 2005 - Present
HENLEY & COMPANY LLC
Office #1: 506 Rxr Plaza, Uniondale, NY 11556January 4, 1999 - February 2, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 26, 1988 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
December 22, 1980 - June 1, 1988
PHILIPS, APPEL & WALDEN, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/14/2005)
(2/8/2005)
(2/8/2005)
(6/28/2016)
(11/5/2018)
(2/8/2005)
(4/20/2021)
(2/8/2005)
(2/8/2005)
(8/17/2017)
(12/18/2024)
Exams
FINRA
Current Firm
HENLEY & COMPANY LLC
CRD#: 131453 / SEC#: , 8-66463
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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