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Neill A. Atkins
CETERA INVESTMENT ADVISERS LLC
TWO HARBORS, MN 55616
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CRD#: 720773
NA
Professional summary
Neill Abbott Atkins is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Two Harbors, Minnesota and CETERA WEALTH SERVICES, LLC located in Two Harbors, Minnesota.
Neill is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Neill has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. SAVE OUR SHIP, INC., (LEIF ERIKSON RESTORATION PROJECT), NON PAID CHAIR; 2. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 1985, 10HRS/WK (TRADING HOURS), INSURANCE AGENT - SELLS LIFE AND ANNUITIES; 3. INDEPENDENT CONTRACTOR AT PARK STATE BANK AS REGISTERED REPRESENTATIVE; 4. NAME OF OTHER BUSINESS: CENTRICITY CREDIT UNION ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: CREDIT UNION ; POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE ; START DATE: 04/2019 ; APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: REGISTERED REPRESENTATIVE ACTIVITIES ; 5. NAME OF OTHER BUSINESS: MIDWEST COMMUNICATIONS KDAL RADIO; INVESTMENT RELATED: NO; ADDRESS: 904 GRAND AVE, WAUSAU, WI, 54403; NATURE OF BUSINESS: TALK RADIO SHOW; START DATE: 02/2022; POSITION/TITLE/RELATIONSHIP: RADIO SHOW HOST; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: TALK RADIO SHOW CO-HOST, DISCUSS CURRENT EVENTS AND POLITICS; 6. DAVID WISTED ZENITH CITY AMERICAN LEGION POST 28, NOT INVESTMENT RELATED, 4010 GRAND AVE., DULUTH, MN 55807, VETERANS ORGANIZATION, START 02/04/2014, 0HRS/WK (NON-TRADING HOURS), POST HISTORIAN ON EXECUTIVE COMMITTEE; 7. SONS OF NORWAY FRATERNAL INSURANCE COMPANY, INVESTMENT RELATED, 1455 WEST LAKE STREET, MINNEAPOLIS, MN 55408, LIFE INSURANCE & FIXED ANNUITIES, START 08/06/2014, 5HRS/WK (TRADING HOURS), INSURANCE AGENT - MEET WITH LODGE MEMBERS & EXPLAIN INSURANCE PRODUCTS; 8. SONS OF NORWAY NORTUN LODGE, NOT INVESTMENT RELATED, 21A N. LAKE AVE., DULUTH, MN 55802, SONS OF NORWAY FRATERNAL LODGE, START 01/02/2015, 1HR/WK (NON-TRADING HOURS), BOARD OF TRUSTEES; 9. NAME OF OTHER BUSINESS: VETERANS UNITED FOR FREEDOM; INVESTMENT RELATED: NO; ADDRESS: P O BOX 7281 DALUTH MN 55807; NATURE OF BUSINESS: VETERAN SUPPORT; START DATE: 9/2020; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ATTEND MONTHLY MEETINGS, SUPPORTS VETERANS AND FIRST RESPONDERS;
CRS (Client Relationship Summary) - RIA
Click below to view Neill Abbott Atkins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 613 1st Ave, Two Harbors, MN 55616Office #2: 4477 La Vaque Road, Hermantown, MN 55811Office #3: 25 Belknap St, Superior, WI 54880RIA
CRD#: 105644
TWO HARBORS, MN
Current
September 23, 2003 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 613 1st Ave, Two Harbors, MN 55616Office #2: 4477 La Vaque Road, Hermantown, MN 55811BD
CRD#: 13572
Two Harbors, MN
Past
January 8, 2014 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
DULUTH, MN
Past
October 9, 1997 - September 19, 2003
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
February 21, 1996 - October 28, 1997
DAIN RAUSCHER INCORPORATED
BD
CRD#: 7600
Past
August 11, 1987 - February 21, 1996
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
January 3, 1985 - August 22, 1987
PIPER SANDLER & CO.
BD
CRD#: 665
Past
December 24, 1980 - January 11, 1985
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/21/2012)
RR
California(9/23/2003)
RR
Florida(9/9/2011)
RR
Georgia(5/5/2010)
RR
Maryland(8/23/2017)
RR
Minnesota(9/23/2003)
IAR
Minnesota(6/29/2023)
RR
North Carolina(2/17/2023)
RR
Texas(1/9/2012)
IAR
Texas(6/29/2023)
RR
Virginia(9/23/2003)
RR
Washington(9/23/2003)
RR
Wisconsin(9/23/2003)
IAR
Wisconsin(4/10/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
