Chang Wang
Professional summary
Chang Wang, who also goes by Charlie Wang, is a registered financial professional currently at US TIGER SECURITIES, INC. located in New York, New York and TRADEUP SECURITIES, INC. located in New York, New York.
Chang is registered as a RR (Registered Representative) and started their career in finance in 2020. Chang has worked at 2 firms and has passed the Series 63, Series 79TO, Series 7TO, Series 99TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Chang Wang's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 22, 2020 - Present
US TIGER SECURITIES, INC.
Office #1: 437 Madison Ave 27th Floor, New York, NY 10022February 17, 2021 - Present
TRADEUP SECURITIES, INC.
Office #1: 437 Madison Ave 27th Floor, New York, NY 10022State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/19/2022
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 3/8/2021
General Securities Representative ExaminationSeries 99TO
Date: 2/22/2020
Operations Professional ExaminationFINRA
NYSE American LLC
Nasdaq Stock Market
Current Firm
TRADEUP SECURITIES, INC.
CRD#: 18483 / SEC#: , 8-36754
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
