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RZ

Rafia Zaman

EAGLE STRATEGIES
FT WORTH, TX 76102
Some features on this profile are disabled
CRD#: 7204352
RZ

Professional summary

Rafia Zaman, who also goes by Rafia Akhter Zaman, Rafia Zaman, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Ft Worth, Texas and NYLIFE SECURITIES LLC located in Fort Worth, Texas.

Rafia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Rafia has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Rafia Akhter Zaman | Rafia Zaman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rafia Zaman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 16, 2024 - Present

EAGLE STRATEGIES LLC

Office #1: 777 Main St Ste 3800, Ft Worth, TX 76102
RIA
CRD#: 110826
FT WORTH, TX
Current

July 10, 2024 - Present

NYLIFE SECURITIES LLC

Office #1: 777 Main Street Suite 3800, Fort Worth, TX 76102-5337
BD
CRD#: 5167
Fort Worth, TX
Past

January 18, 2022 - December 19, 2022

WOODBURY FINANCIAL SERVICES, INC.

RIA
CRD#: 421
OAKDALE, MN
Past

January 18, 2022 - December 19, 2022

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
OAKDALE, MN
Past

August 5, 2021 - October 27, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
IRVING, TX
Past

August 5, 2021 - October 27, 2021

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

August 31, 2020 - March 25, 2021

EDWARD JONES

RIA
CRD#: 250
ARLINGTON, TX
Past

March 2, 2020 - March 25, 2021

EDWARD JONES

BD
CRD#: 250
ARLINGTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA
Registered Investment Advisory firm - (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Louisiana
(8/19/2025)
RR
Texas
(7/10/2024)
IAR
Texas
(12/16/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/28/2020
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/2/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/2/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA
Registered Investment Advisory firm - (10/14/1988 Approved)
PREMIUM
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Contact information

Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (3/3/2026)
EAGLE STRATEGIES DISCLOSURE BROCHURE (3/3/2026)

Regulatory assets under management

Total Number of Accounts111,361
AUM (Assets Under Management)$ 25,395,380,570

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
01/24/2025
Cover Page
Report
04/25/2024
Cover Page
Report
12/20/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EAGLE STRATEGIES LLC

CRD#: 110826Ft Worth, TX 76102

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