William L. Connelly
Professional summary
William Lloyd Connelly, who also goes by William L Connelly, William Lloyd Connelly, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Cedar Rapids, Iowa and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. William has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Lloyd Connelly's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 26, 2026 - Present
EMPOWER ADVISORY GROUP, LLC
January 9, 2025 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111May 26, 2023 - July 23, 2024
CHARLES SCHWAB & CO., INC.
May 5, 2020 - May 26, 2023
TD AMERITRADE, INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 5/4/2020
General Securities Representative ExaminationFINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/26/2026 | ||
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
