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JN

Jasmine Nwangwu

FIRST COMMAND BROKERAGE SERVICES
FORT WORTH, TX
·CRD# 7201887·6 years experience

Professional Summary

Jasmine Nwangwu, who also goes by Jasmine Nechelle Rachel Rhodes, Jasmine N Rhodes, Jasmine Rhodes, is a registered financial advisor currently at FIRST COMMAND BROKERAGE SERVICES, INC. located in Fort Worth, Texas. Jasmine is registered as a RR (Registered Representative) and started their career in finance in 2020. Jasmine has worked at 3 firms and has passed the Series 63, Series 3, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jasmine Nechelle Rachel Rhodes, Jasmine N Rhodes, Jasmine Rhodes

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

6 years in the financial services industry

Current & Past Employments

FIRST COMMAND BROKERAGE SERVICES, INC.·CRD# 3641
BD
1 Firstcomm Plaza, Fort Worth, TX 76109
October 24, 2024 - Present
ROBINHOOD FINANCIAL, LLC·CRD# 165998
BD
Westlake, TX
November 17, 2020 - September 19, 2024
TD AMERITRADE, INC.·CRD# 7870
BD
Southlake, TX
April 27, 2020 - November 11, 2020

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Current Firm

FC
FIRST COMMAND BROKERAGE SERVICES, INC.

FIRST COMMAND ADVISORY SERVICES | UNITED SERVICES PLANNING ASSOCIATION, INC. | FIRST COMMAND INSURANCE SERVICES INC. | FIRST COMMAND FINANCIAL SERVICES, INC. | FIRST COMMAND FINANCIAL PLANNING, INC. | FIRST COMMAND BROKERAGE SERVICES, INC.

CRD#: 3641 / SEC#: 8-7072
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

1 Firstcomm Plaza, Fort Worth, TX 76109

Mailing Address

P.o. Box 2387, Fort Worth, TX 76113

Phone Number

(817) 731-8621

Established

Texas since 11/24/1958

Firm Type

Corporation

Fiscal Year End

September

Firm Size

Large

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
FIRST COMMAND FINANCIAL SERVICES, INC.STOCKHOLDER/OWNER—
CADDELL, TINA KATHERINEVICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER3041675
CERBONE, HEIDI ELIZABETHVICE PRESIDENT AND TREASURER5734664
CHARTAN, ERICSENIOR VICE PRESIDENT, CHIEF LEGAL OFFICER4809520
GRIFFIN, CASEY JAMESSENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER3124214
HUBKA, MEEGHAN LYNNEVICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER (FINOP)5859322
RICHTER, KELLEEN MARIEEXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER2098017
SMITH, FRANK DEANSENIOR VICE PRESIDENT - CHIEF INFORMATION SECURITY OFFICER & CHIEF TECHNOLOGY OFFICER6005160
STEFFE, MARK DUANEPRESIDENT/CEO2204689

Disclosures

Regulatory Event

5

Arbitration

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Texas
(10/24/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2020About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Jun 2024About the Series 3 exam

Series 7TO — General Securities Representative Examination

Passed Apr 2020About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2020About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Jasmine Nwangwu's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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