CL
Chase Lowden
CETERA INVESTMENT ADVISERS LLC
MERRILLVILLE, IN 46410
Some features on this profile are disabled
CRD#: 7200931
CL
Professional summary
Chase Lowden is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Merrillville, Indiana and CETERA WEALTH SERVICES, LLC located in Merrillville, Indiana.
Chase is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Chase has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 9/2019 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: FRANCISCAN HEALTH FOUNDATION INVESTMENT RELATED: NO ADDRESS: 3510 PARK PLACE WEST, MISHAWAKA, IN 46565 NATURE OF BUSINESS: BOARD FIDUCIARY POSITIONS START DATE: 04/2024 POSITION/TITLE/RELATIONSHIP: VICE CHAIRMAN OF THE BOARD OF DIRECTORS APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 3 BRIEF DESCRIPTION OF DUTIES: FUNDRAISING AND GOVERNANCE 3. NAME OF OTHER BUSINESS: SCHERERVILLE CIVIC FUNDS, INC. INVESTMENT RELATED: NO ADDRESS: P.O. BOX 5, SCHERERVILLE, IN 46375 NATURE OF BUSINESS: BOARD FIDUCIARY POSITIONS START DATE: 03/2024 POSITION/TITLE/RELATIONSHIP: BOARD OF DIRECTOR APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: ATTEND MONTHLY MEETINGS, AND TWO WEEKS OUT OF THE YEAR, WORK OUR PHONE SYSTEM. IF WE HAVE SOMEONE IN NEED, I WILL START THEIR INTAKE AND GET THEM PROCESSED FOR APPROVAL OF RESOURCES. 4. NAME OF OTHER BUSINESS: NOTARY INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: NOTARY SERVICES START DATE: 03/2022 POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: PROVIDE NOTARY SERVICES FOR THE CONVENIENCE OF OUR CLIENTS AND PROFESSIONALS 5. NAME OF OTHER BUSINESS: LOWDEN FINANCIAL PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 04/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 55 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: PROVIDING LOGISTICAL, MARKETING, ADMINISTRATIVE, AND PLANNING SUPPORT FOR REPS AND OFFER FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Chase Lowden's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 28, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 440 W 84th Drive, Merrillville, IN 46410RIA
CRD#: 105644
MERRILLVILLE, IN
Current
April 28, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 440 W 84th Drive, Merrillville, IN 46410BD
CRD#: 13572
MERRILLVILLE, IN
Past
September 15, 2021 - May 6, 2025
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
MERRILLVILLE, IN
Past
December 11, 2019 - May 6, 2025
ONEAMERICA SECURITIES, INC.
RIA
CRD#: 4173
MERRILLVILLE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/28/2025)
RR
Florida(4/28/2025)
RR
Illinois(4/28/2025)
RR
Indiana(4/28/2025)
IAR
Indiana(4/28/2025)
RR
Michigan(4/28/2025)
RR
New Mexico(4/28/2025)
RR
North Carolina(4/28/2025)
RR
South Carolina(4/28/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/15/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Merrillville, IN 46410TRUST BUT VERIFY
Monitor Chase Lowden
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
