August Lentricchia

CETERA INVESTMENT ADVISERS LLC

HOLBROOK, NY 11741

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CRD#: 719658

Professional summary

August Lentricchia is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Holbrook, New York and CETERA WEALTH SERVICES, LLC located in Holbrook, New York.

August is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. August has worked at 19 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Crump Insurance~100 Ring rd west #200~Garden City~NY~11530~Insurance Agent~Independent Contractor~2/26/2004~2hrs~0hrs~I SOLD SOME LIFE POLICIES AND FIXED ANNUITIES. 2) SENIOR SERVICES OF NORTH AMERICA~25 MELVILLE PARK RD., SUITE 103~MELVILLE~NY~11747~Insurance Agent~Independent Contractor~9/20/2016~10hrs~0hrs~I sell medicare insurance to seniors. 3) ALGREN ASSOCIATES~212 W 35 TH ST~New York~NY~10001~Insurance Agent~Independent Contractor~10/1/2015~1hrs~0hrs~I sold some fixed annuities. 4) FREEDOM WEALTH MANAGEMENT, LLC POSITION: Independent Contactor NATURE: Tax Preparation of individual tax returns and sell securities and insurance products through Avantax INVESTMENT RELATED: No NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 130 START DATE: 08/01/2022 ADDRESS: 550 Broadway Avenue, Suite A, Holbrook NY 11741, United States DESCRIPTION: prepare clients tax returns and help clients invest money

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view August Lentricchia's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 5, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 550 Broadway Avenue Suite B, Holbrook, NY 11741

RIA

CRD#: 105644

HOLBROOK, NY

Current

September 5, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 550 Broadway Avenue Suite A, Holbrook, NY 11741

CRD#: 13572

Holbrook, NY

Past

August 25, 2021 - September 5, 2025

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

Holbrook, NY

Past

July 20, 2001 - September 5, 2025

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

Holbrook, NY

Past

January 13, 1999 - July 17, 2001

PRIME CAPITAL SERVICES, INC.

CRD#: 18334

POUGHKEEPSIE, NY

Past

December 20, 1994 - January 13, 1999

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

May 13, 1993 - December 19, 1994

FLEET ENTERPRISES, INC.

CRD#: 17434

NEW YORK, NY

Past

June 1, 1992 - April 26, 1993

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Past

March 22, 1991 - June 1, 1992

CITICORP FINANCIAL SERVICES,INC.

CRD#: 14675

Past

March 29, 1989 - April 2, 1991

PATAGON.COM SECURITIES CORP.

CRD#: 21040

MIAMI BEACH, FL

Past

April 20, 1988 - March 10, 1989

INVESTORS CENTER, INC.

CRD#: 14670

Past

July 20, 1987 - May 3, 1988

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

December 24, 1986 - November 21, 1990

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Past

October 7, 1985 - July 28, 1987

INVESTORS CENTER, INC.

CRD#: 14670

Past

May 1, 1985 - September 27, 1985

AUSTIN, DAVENPORT ASSOCIATES, INC.

CRD#: 14811

Past

October 18, 1984 - May 17, 1985

FIRST MERCHANTS ENTERPRISES, INC.

CRD#: 13527

Past

May 20, 1983 - September 16, 1983

MACPEG, ROSS, O'CONNELL & GOLDABER, INC.

CRD#: 8297

Past

June 1, 1981 - June 29, 1982

FIRST AFFILIATED SECURITIES, INC.

CRD#: 6871

Past

November 26, 1980 - June 17, 1981

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Past

November 26, 1980 - December 24, 1986

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

Past

November 26, 1980 - November 21, 1990

IDS LIFE INSURANCE COMPANY

CRD#: 6321

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(9/5/2025)

New York
(9/5/2025)

IAR

New York
(9/5/2025)

Pennsylvania
(9/5/2025)

South Carolina
(9/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 10/29/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/18/1981

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/19/1980

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/21/1988

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

August Lentricchia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view August Lentricchia's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

PRIME CAPITAL SERVICES, INC.

OSAIC WEALTH, INC.

FLEET ENTERPRISES, INC.

CITICORP INVESTMENT SERVICES

CITICORP FINANCIAL SERVICES,INC.

PATAGON.COM SECURITIES CORP.

INVESTORS CENTER, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

INVESTORS CENTER, INC.

AUSTIN, DAVENPORT ASSOCIATES, INC.

FIRST MERCHANTS ENTERPRISES, INC.

MACPEG, ROSS, O'CONNELL & GOLDABER, INC.

FIRST AFFILIATED SECURITIES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERICAN EXPRESS FINANCIAL CORPORATION

IDS LIFE INSURANCE COMPANY

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/29/1980

SIE

Date: 10/1/2018

Series 7

Date: 7/18/1981

Series 6

Date: 11/19/1980

Series 24

Date: 12/21/1988

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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