Santiago Castro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Santiago Castro, who also goes by Santiago Castro Torres, was a registered financial professional .
Santiago is a previously registered financial professional and started their career in finance in 2019. Santiago had worked at 4 firms and has passed the Series 57TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2023 - July 23, 2024
VELOCITY CLEARING, LLC
September 30, 2021 - September 27, 2022
CANACCORD GENUITY LLC
February 1, 2021 - September 3, 2021
CREDICORP CAPITAL LLC
December 17, 2019 - February 19, 2021
CREDICORP CAPITAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/25/2022
Securities Trader ExamSeries 7TO
Date: 12/5/2019
General Securities Representative ExaminationCurrent Firm
VELOCITY CLEARING, LLC
CRD#: 126588 / SEC#: , 8-65894
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 19 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
